Your Name
Summary
Reliable and focused Internal Control with 10 years of experience in due diligence auditing in the Insurance Industry
Overview
17
17
years of professional experience
1
1
Certification
Work History
Internal Control Specialist
First Republic
11.2009 - Current
- Performing walkthroughs of various processes.
- Developing process narrative and identification and documentation of control points based on walkthroughs for both Business and Information Technology.
- Areas of expertise include
Internal Controls Specialist
First Republic
01.2007 - Current
- Started with 21st Century Insurance, sold to AIG in 2007 and Farmers in 2009.
- Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
- Gathered data for internal audits through interviews, financial research and downloads.
- Met with clients to identify and assess business controls, risks, process gaps and work flow inefficiencies.
- Supported management through risk identification, control testing and process improvement procedures.
SOX Auditor
Alliancebernstein Holding Lp
10.2007 - 10.2009
- Performed operational audits and testing of Internal Controls within the areas of SOX.
- Developed tests plans, performed testing through collection of evidence, evaluated the evidence and conveyed results to management.
- Assisted Management to develop action plans.
- Followed up on action plans and verified their implementation.
- Reported internal control issues to management and supplied comprehensive recommendations to mitigate the associated risks.
Education
B.S - Accountancy
California State University
Certified Information System Auditor - CISACurrently working on CIA -
isaca
Skills
- Microsoft Office: Word, Excel; PowerPoint, Visio
- Soft Skills
- Collaboration with teammates
- Strong work ethics
- Patience
- Certified Information Systems Auditor (CISA)
- Microsoft Office Suite proficiency
- Requires minimal supervision
- Superior research aptitude
- Audit reporting
- Institute of Internal Auditors (IIA)
- Internal and external auditing
Affiliations
ISACA
Certification
CIA
Timeline
Internal Control Specialist
First Republic
11.2009 - Current
SOX Auditor
Alliancebernstein Holding Lp
10.2007 - 10.2009
Internal Controls Specialist
First Republic
01.2007 - Current
B.S - Accountancy
California State University
Certified Information System Auditor - CISACurrently working on CIA -
isaca
Similar Profiles
Kristina AzizyanKristina Azizyan
Chief Specialist of Department for Representation of State Interests before the European Court of Human Rights (ECtHR) at Office of the Representative of the Republic of Armenia on International Legal Matters (Office of the Prime Minister of the Republic of Armenia)Chief Specialist of Department for Representation of State Interests before the European Court of Human Rights (ECtHR) at Office of the Representative of the Republic of Armenia on International Legal Matters (Office of the Prime Minister of the Republic of Armenia)
Vikrant SinghVikrant Singh
Deputy General Manager: Partnership Alliances & Revenue at REPUBLIC NETWORK LIMITED - Republic MediaDeputy General Manager: Partnership Alliances & Revenue at REPUBLIC NETWORK LIMITED - Republic Media
JULIUS KOFI DARKOJULIUS KOFI DARKO
Credit Executive at Republic Bank Ghana( Republic Boafo)Credit Executive at Republic Bank Ghana( Republic Boafo)
Lama MedherLama Medher
Internal Control Specialist at Napco NationalInternal Control Specialist at Napco National
Ana Maria Jaramillo P.Ana Maria Jaramillo P.
Internal Control Specialist at Bigfoot Colombia S.A.S (DAFITI)Internal Control Specialist at Bigfoot Colombia S.A.S (DAFITI)