Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Brian Pedroza ChFC®

Rancho Cucamonga,CA

Summary

Energetic financial services professional highly effective at working with clients of all levels and backgrounds. Over 11 years of success supporting client financial goals through astute investment planning and guidance. Dedicated and organized with outstanding relationship-building and problem-solving skills. Dynamic and reliable with exceptional customer service and communication skills.

Overview

12
12
years of professional experience
1
1
Certification

Work History

Independent Financial Advisor

LPL Financial
Rancho Cucamonga, CA
05.2014 - Current
  • Advised on investment portfolios with 401k, pension and tax-sheltered annuity products.
  • Provided comprehensive advice on retirement planning, investments, insurance, estate planning and other financial topics.
  • Provided recommendations for education funding, estate planning and insurance gap analysis.
  • Ensured compliance with all applicable laws governing investments.
  • Consulted with clients to assess and meet short- and long-term financial goal.
  • Analyzed investment opportunities in stocks, bonds, mutual funds, real estate and other securities.

Financial Advsior

New England Securities
Phoenix, AZ
10.2011 - 09.2013
  • Assisted clients with planning for and funding retirements using mutual funds and other strategies.
  • Provided ethical, objective and holistic financial planning advice to clients.

Education

ChFC® - Financial Planning

American College of Financial Services
Pennsylvania
02-2023

Associate of Arts - Hospitality, Travel & Tourism

University of Phoenix
Tempe, AZ
11-2010

Skills

  • Wealth Management
  • Client Confidentiality
  • Investment Management
  • Cash Flow Management
  • Financial Planning
  • Retirement Planning
  • Portfolio Analysis
  • Asset Allocation
  • Understanding Tax Law
  • 401k, Profit Share, Cash Balance DB plans
  • Funding Education
  • Client Relations
  • Risk Assessment
  • Relationship Building and Management
  • Life, LTC, Annuity Insurance

Certification

  • Series 7, 63,66
  • ChFC® Designation
  • Life/Health License

Timeline

Independent Financial Advisor

LPL Financial
05.2014 - Current

Financial Advsior

New England Securities
10.2011 - 09.2013

ChFC® - Financial Planning

American College of Financial Services

Associate of Arts - Hospitality, Travel & Tourism

University of Phoenix

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Brian Pedroza ChFC®