Summary
Overview
Work History
Education
Skills
Certification
Languages
Timeline
Generic

ABDULLAHI ALI

San Diego,CA

Summary

Quality-driven Compliance Analyst familiar with tracking, documentation and reporting requirements. Assesses work, materials and procedures and recommends adjustments to maintain compliance. Several years of experience and motivated, energetic mindset.

Overview

6
6
years of professional experience
1
1
Certification

Work History

Compliance Specialist

LPL Financial
12.2023 - Current

Reduced instances of non-compliance through meticulous monitoring of internal controls and periodic audits.

Responded promptly to inquiries from regulators or other stakeholders regarding company practices, demonstrating transparency and commitment to ethical conduct at all times.

Evaluated third-party vendors for compliance with applicable laws and regulations, minimizing potential exposure to penalties or sanctions.

Conducted regular reviews of company policies and procedures for alignment with regulatory requirements and industry best practices.

Customer Service Lead

Charter Communications - Spectrum
07.2021 - Current
  • Currently, leading and managing a customer service team, setting, and achieving customer satisfaction objectives. Administer staffing, and schedule team activities. Resolve customer service issues and ensure compliance with company processes. Provide coaching and feedback to enhance team performance and efficiency. Establish strong customer relationships through top-notch service and detailed product knowledge. Utilize troubleshooting skills to address technical problems and offer primary customer support. Actively participate in training sessions and team meetings to stay informed about product updates and changes.

Customer Service Representative

Cox Communications
09.2019 - 05.2021
  • Handled 50 to 100 customer calls daily, maintaining a positive attitude and prioritizing customer satisfaction. Demonstrated active listening, addressing concerns promptly and escalating complex issues when necessary. Thoroughly documented calls and complaints using the CRM database.

Intern

Wells Fargo
02.2019 - 08.2019
  • Supported the senior financial teams by analyzing data, preparing reports, and assisting in financial modeling.

Education

Bachelor of Arts - Economics

San Diego State University
12.2022

Associate of Arts - Economics

San Diego Mesa College
05.2020

Skills

  • Excellent written & verbal Communication
  • Customer Service & Administrative Support
  • Microsoft Office tools
  • Analytical Ability
  • Leadership
  • Adaptability
  • Bilingual (English & Spanish)
  • Operations support
  • Compliance
  • Critical thinking
  • Compliance protocols

Certification

  • securities introductory exam (SIE).

Languages

English
Native or Bilingual
Spanish
Professional Working

Timeline

Compliance Specialist

LPL Financial
12.2023 - Current

Customer Service Lead

Charter Communications - Spectrum
07.2021 - Current

Customer Service Representative

Cox Communications
09.2019 - 05.2021

Intern

Wells Fargo
02.2019 - 08.2019

Associate of Arts - Economics

San Diego Mesa College

Bachelor of Arts - Economics

San Diego State University