AKHIL UPADHYAY

Over 18 years of professional experience within Financial Technology institutions. As a seasoned Product Owner/Business Analyst within Regulatory reporting and Compliance Trade Surveillance. I bring a wealth of experience and expertise in developing and implementing effective compliance programs in the fast-paced and ever-evolving financial services industry. With a solid background in regulatory compliance, risk management, and trading operations.

I have a proven track record of successfully managing Regulatory reporting and compliance programs that ensure adherence to applicable laws, regulations, and industry standards. In my current role, I oversee the design, implementation, and monitoring of comprehensive Regulatory reporting and trading compliance programs for a large financial institution.

I work closely with internal stakeholders (including MD/ED management), audit, and external global regulators to ensure that the firm's trading activities are conducted in a compliant and ethical manner and act as a single point of contact for them. Also, Orchestrated control around regulatory submission/reporting as per auditors and regulator.

• Certified ScrumMaster (CSM) from Scrum Alliance,
• Masters of Management Studies (Finance) 2005 Mumbai University,
• B.E. 2002, R.G.P.V. Bhopal

• Regulatory Reporting and Compliance.
• AML and Trade compliance.
• Reference Data Management, Instrument Reference Data and mastering different feeds (Bloomberg, Routers, and others), Trade Data of different products and from various sources (CRD, Aladdin, and others), Position and Holding Data from IBOR Engines (Eagle Star), Client/Counterparty Reference data (sourcing from different internal applications)