Akhil Upadhyay

With 18 years of professional experience in Financial Technology, specializing in Regulatory reporting and Compliance Trade Surveillance. Expertise in developing and implementing effective compliance programs in the fast-paced financial services industry. Solid background in regulatory compliance, risk management, and trading operations. Successfully managed Regulatory reporting and compliance programs, ensuring adherence to laws, regulations, and industry standards. Currently responsible for overseeing the design, implementation, and monitoring of comprehensive Regulatory reporting and trading compliance programs for a large financial institution. Act as a single point of contact to ensure compliant and ethical trading activities. Orchestrated control around regulatory submission/reporting. Experience with agile project management, requirements gathering, and stakeholder engagement. Track record of effective communication and team leadership for successful product launches and continuous improvement initiatives.

7G8366053, USA H1B till 11/27

Regulatory Reporting and Compliance, Trade management and Trade compliance, AML and Transaction monitoring, Transfer Agency Application and Reporting, Reference Data Management, Instrument Reference Data and mastering different feeds (Bloomberg, Routers, and others), Trade Data of different products and from various sources (CRD, Aladdin, and others), Position and Holding Data from IBOR Engines (Eagle Star), Client/Counterparty Reference data (sourcing from different internal applications), Knowledge of SQL to perform data analysis, coverage checks, and resolve/analyze any production issues, Hands-on experience on project management, Hands-on experience with applications like Bloomberg and Kondor+, Knowledge of SDLC and Agile process, Hands-on experience with data visualization/reporting tools such as Tableau and Business Objects