Akshatha Rao

In addition to my role as AM, I also performed the below:

• Ensured regulatory compliance by staying current on industry standards and updating policies accordingly.
• Improved client satisfaction by consistently delivering high-quality reports in a timely manner.
• Conducted timely follow-ups on corrective actions implemented by clients as a result of audit findings.
• Maintained clear communication channels with stakeholders throughout the audit process, ensuring transparency and trust.

• Developed strong relationships with clients, fostering trust and collaboration throughout the audit process.
• Reviewed financial statements for accuracy and completeness, identifying any discrepancies or irregularities.
• Prepared detailed reports highlighting key findings from audits, presenting them to senior management for review and action.
• Managed a team of junior auditors, providing guidance and support for their professional development.
• Increased overall audit effectiveness by establishing clear goals, objectives, and timelines for each project undertaken.
• Improved client satisfaction levels by addressing concerns promptly and maintaining open communication lines.
• Mentored junior staff members, sharing knowledge and expertise to build stronger team capabilities.
• Enhanced audit efficiency by streamlining processes and implementing automation tools.
• Participated in continued education opportunities to stay current on industry trends and best practices in auditing procedures.

• Planning and execution of Control Testing Activity (Design and Performance evaluation)
• Conduct control walkthrough meetings
• Identifying gaps, associated risks and action plan
• Develop test scripts and procedures
• Report and escalate results.
• Accomplished multiple tasks within established timeframes.

• Off-Shore audit of large banks and broker-dealer based out of the USA and Canada
• Documentation assistance for audit walkthroughs
• Quarterly and year-end substantive procedures.