Art Doli
Houston
Summary
AML professional with extensive experience in compliance and financial crime prevention. Proven track record of identifying suspicious activities and ensuring adherence to regulatory standards. Known for strong team collaboration and adaptability, bringing critical skills in risk assessment and regulatory compliance.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Private Client Banker / Assistant Vice President – Small Business Specialist
JP Morgan Chase
09.2023 - Current
- Performed KYC onboarding and periodic reviews for corporate and high-risk clients in line with internal policies and regulatory requirements.
- Conducted EDD for clients flagged for sanctions, PEP exposure, or adverse media hits.
- Reviewed transaction activity to identify red flags and escalated suspicious activity reports (SARs) in coordination with compliance.
- Collaborated with risk, legal, and operations teams to remediate documentation and resolve escalations.
- Assisted in overseeing branch operations, audit preparation, anti-money laundering, risk management, and cash management.
- Escalated potential high-risk accounts for further review by the compliance team.
Senior Premier Banker
Wells Fargo Bank
06.2023 - 09.2023
- Collaborated with clients to develop comprehensive financial plans including investment and retirement strategies.
- Cultivated strong relationships with premier clients, understanding goals and risk tolerance for tailored solutions.
- Enabled informed financial decisions that align with client objectives.
- Maintained accurate records of client interactions and transactions.
- Verified identity documents and source of funds for customer data accuracy.
Relationship Banker
JP Morgan Chase
11.2021 - 06.2023
- Developed strong relationships with customers which led to repeat business and referrals, contributing to a 20% growth in new customer acquisition.
- Managed a portfolio of 200+ customers and offered detailed savings and investment guidance.
- Developed a dedicated network of small business clients that repeatedly do business with the bank.
- Regularly communicated with clients to maintain engagement and proactively offer financial solutions.
- Exceeded sales targets and goals set by the bank, promoting the bank's products and services ethically and responsibly.
Relationship Banker
Bank of America
09.2020 - 11.2021
- Serves as a resource for tellers providing guidance and assisting with more complex transactions, reviewing, and approving overrides in the absence of the Financial Center Manager.
- Follows up with clients to understand needs, evaluate current products and cross-sell new products.
- Generating new business through outbound calling efforts, teller referrals and branch referrals in specialist areas including investments, small business, and mortgage to discuss and sell banking products.
- Educates customers on a variety of loan products and available credit options.
- Consistently exceeds monthly and quarterly sales objective.
Education
Bachelor's Degree - Finance
North American University (NAU)
Stafford, Texas12.2017
Associate Degree - International Business
Houston Community College (HCC)
Houston, Texas12.2015
Skills
- KYC/CDD/EDD
- AML Transaction Monitoring
- Suspicious Activity Reports (SARs)
- Regulatory Frameworks (BSA, FATF, OFAC)
- Risk Assessment
- High level of accuracy
- Problem-solving skills
- Tools: Salesforce
- Strong analytical skills
- Attention to detail
- Strong organizational skills
Certification
- Securities Industry Essentials (SIE)
01/2022 - FINRA
- Series 6
02/2022 - FINRA
- Series 63
03/2022 - FINRA
- Life and Health Insurance
05/2022 - Texas Department of Insurance
Timeline
Private Client Banker / Assistant Vice President – Small Business Specialist
JP Morgan Chase
09.2023 - Current
Senior Premier Banker
Wells Fargo Bank
06.2023 - 09.2023
Relationship Banker
JP Morgan Chase
11.2021 - 06.2023
Relationship Banker
Bank of America
09.2020 - 11.2021
Associate Degree - International Business
Houston Community College (HCC)
Bachelor's Degree - Finance
North American University (NAU)
Similar Profiles
Lisa Olivia GrenviczLisa Olivia Grenvicz
Private Client Banker at JP Morgan Chase & Company (Chase Bank)Private Client Banker at JP Morgan Chase & Company (Chase Bank)
Taylor SimsTaylor Sims
Client Services Specialist & Associate Banker at JP Morgan Chase & Chase BankClient Services Specialist & Associate Banker at JP Morgan Chase & Chase Bank
Miranda GuerreroMiranda Guerrero
Associate Banker Market Expansion at Jp Morgan Chase ChaseAssociate Banker Market Expansion at Jp Morgan Chase Chase
Erin JoyceErin Joyce
Fraud Specialist I / SME at JP Morgan Chase & CoFraud Specialist I / SME at JP Morgan Chase & Co
Yolande NgalleYolande Ngalle
Secrétaire Médicale at US Veterans Affairs North Texas Health Care SystemSecrétaire Médicale at US Veterans Affairs North Texas Health Care System