Alekhya Dadi
Portland
Summary
Detail-oriented and highly analytical Quality Control Analyst with 6 years of experience in identifying, assessing, and mitigating financial and operational risks within fast-paced, regulated environments. Proficient in developing and implementing robust risk management frameworks, internal control testing, and ensuring compliance with industry regulations such as BSA, AML, and KYC. Adept at conducting risk assessments, performing control reviews, and working cross-functionally to strengthen compliance and operational resilience. Proven track record in enhancing risk control measures, supporting audits, and collaborating with stakeholders to ensure a secure and compliant business environment. Passionate about applying risk management strategies to optimize operational efficiency while safeguarding against fraud, regulatory violations, and financial crimes.
Overview
15
15
years of professional experience
Work History
KYC/EDD Quality Control Analyst
IBM Promontory
02.2024 - Current
- Conduct thorough reviews of high-risk customer accounts using Enhanced Due Diligence (EDD) procedures, ensuring compliance with AML regulations and company policies.
- Ensure that all EDD documentation and processes meet regulatory standards and internal risk mitigation criteria for customers that present higher levels of risk.
- Identify inefficiencies and gaps in the EDD review process and propose improvements to enhance workflow, reduce errors, and ensure compliance.
- Collaborate with the risk and compliance teams to implement updated EDD procedures, ensuring that they are aligned with evolving regulations and company standards.
- Ensure that EDD processes are integrated with overall KYC (Know Your Customer) and AML frameworks, facilitating a holistic approach to customer risk assessment.
AML/KYC Quality Assurance Analyst
Bank Of The West
09.2021 - 12.2023
- Perform regular quality assurance checks on customer onboarding, ongoing monitoring, and transaction reviews to ensure all KYC and AML documentation meets legal and regulatory standards.
- Conduct quality assurance audits of KYC files, including identity verification, address verification, source of funds/wealth assessments, and sanctions list screening.
Ensure the accurate capture and documentation of customer risk profiles, PEP (Politically Exposed Person) status, and adverse media findings in KYC records. - Review flagged transactions and customer activity for suspicious patterns, ensuring compliance with AML monitoring systems and regulatory guidelines.
- Assess the effectiveness of AML transaction monitoring alerts and ensure that investigations are thoroughly documented and appropriately escalated.
- Perform quality checks on the investigation and resolution of suspicious activity reports (SARs) to ensure thoroughness, accuracy, and adherence to internal policies and regulatory standards.
- Verify that the rationale for escalating cases is sound and well-documented, and ensure timely resolution of flagged issues.
BSA/KYC Analyst
Banner Bank
04.2019 - 08.2021
- Performed periodic reviews and reports on merchants to comply with rules, regulations and KYC requirements.
- Reviewed new prospect KYC documents to meet requirements and determine business model risk.
- Analyzed and investigated clients to conduct detailed customer due diligence and enhanced due diligence review.
- Supported KYC processes for prospective and existing customers.
- Monitor customer transactions for unusual or suspicious activity using automated monitoring tools and manual reviews.
- Investigate flagged transactions and escalate them when necessary by preparing Suspicious Activity Reports (SARs) in compliance with BSA and AML requirements.
Lead Teller
Key Bank
01.2017 - 03.2019
- Managed cash inventory, ensuring accurate balancing of the vault and individual teller drawers daily.
- Assisted in training new tellers to ensure a consistent level of excellent service across the team.
- Supported branch management in conducting audits, demonstrating attention to detail while verifying transactional records for accuracy.
- Completed highly accurate, high-volume money counts via both manual and machine-driven approaches.
- Provided exceptional customer service, resulting in increased loyalty among existing clients and referrals of new business opportunities from satisfied customers.
Financial Analyst
Berkadia Commercial Mortgage
03.2010 - 01.2012
- Conducted detailed financial analysis to identify and evaluate changes in operations, trends and potential areas of improvement.
- Facilitated smooth month-end close processes by efficiently reconciling accounts and addressing discrepancies promptly.
- Streamlined financial reporting for better decision-making with clear, concise analysis and presentation.
- Collaborated with cross-functional teams to optimize budgets, resulting in improved resource allocation.
Education
MBA - Accounting And Finance
Badruka Institute of Foreign Trade
Hyderabad, India06.2010
Bachelor of Science -
Andhra University
India06.2008
Skills
- Enhanced Due Diligence
- Customer Due Diligence
- Customer Risk Rating
- Suspicious Activity Reporting
- Sanctions Screening
- OFAC
- Transaction Monitoring
- Data Analysis
- Regulatory Reporting Tools
- Transaction Monitoring Systems
- Risk Mitigation
Timeline
KYC/EDD Quality Control Analyst
IBM Promontory
02.2024 - Current
AML/KYC Quality Assurance Analyst
Bank Of The West
09.2021 - 12.2023
BSA/KYC Analyst
Banner Bank
04.2019 - 08.2021
Lead Teller
Key Bank
01.2017 - 03.2019
Financial Analyst
Berkadia Commercial Mortgage
03.2010 - 01.2012
MBA - Accounting And Finance
Badruka Institute of Foreign Trade
Bachelor of Science -
Andhra University
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