Alekhya Dadi
King City,OR
Summary
Reliable BSA/KYC Quality Assurance Analyst with experience in AML Compliance, EDD and CDD reviews and recertification procedures with over Eight years of
experience in banking compliance.
Excellent reputation for resolving problems and improving customer satisfaction
Organized and dependable candidate successful at managing multiple priorities with a positive attitude Willingness to take on added responsibilities to meet team goals.
Ambitious Quality Analyst with track record of dependability and leadership.
Knowledgeable in QA methodology with proven history of reducing errors to
increase quality.
Proficient in preparing test cases, plans and scripts. Dedicated to analyzing and resolving defects.
Overview
9
9
years of professional experience
Work History
BSA/KYC Quality Assurance Analyst
Bank of The West
09.2021 - Current
- Adhere to and comply with all applicable, federal and state laws, regulations and guidance, including those related to Anti - Money Laundering (i.e Bank Secrecy Act. USA PATRIOT ACT. OFAC etc). as well as adhering to bank policies and procedures.
- Identifies issues, exceptions and patterns, escalates to management for resolution and formally documents findings
- Identifies areas of risk and make recommendations on operational improvements, processes for compliance, quality assurance and any additional training essential to mitigate risk
- Seeks ways to assist the Bank in strengthening controls, remain compliant and improve efficiency
- Receives and analyzes monitoring and testing results from testing performed on related controls from business unit compliance officers.
- Organized system operating procedures to strengthen controls.
- Developed and maintained quality assurance procedure documentation by conducting enhanced due diligence for high risks clients using RDC, OFAC Lexis/Nexis, Bridger and PACER
- Performed Quality Control reviews of AML /KYC files created by Onboarding team to determine if reviews and research were conducted in accordance with Quality Standard and timeframes set for within established procedures. bank policy and regulation requirements
- Composed Suspicious Activity reports and ensured that Quality risk control and compliance procedures are adhered.
BSA KYC Analyst
Alekhya Dadi, Banner Bank
Tigard, OR
04.2019 - 09.2021
- Responsible for conducting in depth review and analysis of legal documentation and other related information to ensure the appropriate Customer Due Diligence (CDD) on consumer or commercial customer relationships is conducted per bank policy and applicable regulations
- Review all account documentation submitted for newly established business and consumer accounts in a timely fashion
- Communicate necessary documentation changes to branches and follow through to ensure requested documents/changes have been submitted
- Maintain accurate and complete files for all reviewed client documentation
- Provides compliance support for projects and initiatives with moderately to high risk to identify, assess and mitigate BSA/AML risk in business activities
- Conduct Enhanced Due Diligence reviews for high risk clients
- Onboarding and reviewing new businesses
- Prepare suspicious activity reports (SARs)
- Make recommendations for relationship terminations or retentions
- Follow up to make sure all documentation for new accounts meet the know your customer (KYC) requirements
Client Services Lead
KeyBank
King City, OR
01.2017 - 03.2019
- Display a friendly, positive attitude toward serving customers and possess strong customer service skills
- Handling client requests through Hogan and Quest and completing them in timely manner
- Participate in meetings and share ideas for how to provide the best customer experience
- Accept and accurately process all financial service transactions
- Maintain responsibility for cash drawer and follows proper balancing procedures
- Act as a resource to identify and resolve more complex client servicing issues
- Listen for clues for Financial Wellness opportunities during client conversations, and then appropriately transition the clients to a Banker
- Cross selling and upselling of various bank products and services
- Alekhya Dadi
- I was a full-time multi-tasking home maker taking care of my son for four years where visa restrictions didn’t let me continue my professional career but gave me a very good opportunity to take care of my family.
Financial Analyst
Berkadia Commercial Mortgage LLC
Hyderabad
03.2010 - 01.2012
- Berkshire Hathaway and Jefferies Financial Group company, Analyzing CMBS financial statements audited/unaudited or FDIC call reports which are received from the correspondents of the properties mortgaged
- Analyzing the performance of the mortgaged property and preparing the Operating Statement
- Analysis Reports (OSAR) with comments
- Determining tangible and intangible net worth and various ratios like profitability, Liquidity,
- Leverage and Efficiency
- Interpreting and determine appropriate service’s action to ensure compliance with investor criteria
Education
Master’s - Business Administration, Finance
Alekhya Dadi
Hyderabad India 06.2010
Bachelor of Science B.Sc - Life Sciences
Andhra University
Visakhapatnam Andhra Pradesh 03.2008
Skills
- MS Office Suite – Excel, PowerPoint, Outlook, Access, Word
- Appian, RDC, PACER, Lexis Nexis, Bridger
- Nice Actimize, Yellow Hammer, BSA Manager, Jack Henery,
- Hogan, Quest, Share point
- Windows & Mac Operating Systems
- Xperience
Timeline
BSA/KYC Quality Assurance Analyst
Bank of The West
09.2021 - Current
BSA KYC Analyst
Alekhya Dadi, Banner Bank
04.2019 - 09.2021
Client Services Lead
KeyBank
01.2017 - 03.2019
Financial Analyst
Berkadia Commercial Mortgage LLC
03.2010 - 01.2012
Master’s - Business Administration, Finance
Alekhya Dadi
Bachelor of Science B.Sc - Life Sciences
Andhra University
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