Alekhya Dadi
Tigard,OR
Summary
Detail-oriented and results-driven KYC Quality Assurance Analyst with 7 years of experience in the banking industry, including expertise as a KYC Analyst and Customer Service Lead Representative with knowledge in retail banking Operations. Committed to ensuring compliance with KYC regulations and maintaining the highest standards of accuracy and efficiency. Seeking to leverage my skills and knowledge to contribute to a reputable financial institution's success.
Overview
9
9
years of professional experience
Work History
KYC Quality Assurance Analyst
Bank Of The West
09.2021 - Current
- Conducted thorough reviews of customer files and documentation to ensure compliance with KYC policies, AML/CFT regulations, and internal procedures.
- Developed and implemented quality assurance procedures to assess the accuracy and completeness of KYC files and associated documentation.
- Monitor financial transactions conducted by customers which involves analyzing large volumes of data to identify any suspicious or unusual activities that may indicate potential fraud, money laundering, or compliance breaches.
- Collaborated with cross-functional teams, including Compliance, Risk Management, and Legal, to address any identified deficiencies and implement corrective actions.
- Conducted periodic reviews of existing customer files to ensure ongoing compliance with regulatory requirements.
- Assisted in the development and delivery of KYC training programs for front-line staff to enhance awareness and understanding of compliance obligations.
- Contributed to the enhancement of KYC systems and processes, identifying opportunities for automation and streamlining workflows.
- Prepared and presented reports on key performance indicators, quality assurance findings, and compliance issues to management and relevant stakeholders.
BSA/KYC Analyst
Banner Bank
04.2019 - 08.2021
- Conducted customer due diligence checks and KYC reviews to assess the risk profile of new and existing customers.
- Transactional review and monitoring for existing retail and business clients periodically with advance excel techniques Pivot table and data monitoring.
- Verified customer identities, reviewed documentation, and analyzed transactional data for potential red flags or suspicious activities.
- Assisted in investigating and resolving escalated KYC issues, ensuring compliance with regulatory requirements.
- Collaborated with relationship managers and other internal stakeholders to gather necessary information and address client inquiries.
- Stayed up-to-date with regulatory changes and industry best practices related to KYC and AML compliance.
Customer Service Representative Lead
Key Bank
01.2017 - 03.2019
- Provided exceptional customer service by handling customer inquiries, conducting transactions, and resolving issues promptly and efficiently.
- Assisted customers with various banking products and services, including deposits, withdrawals, transfers, and account inquiries.
- Ensured accuracy in cash handling and maintained strict adherence to security protocols and procedures.
- Identified opportunities to cross-sell additional bank products and services based on customer needs.
- Maintained knowledge of banking policies, procedures, and regulatory requirements to provide accurate information to customers.
- Collaborated with team members to achieve branch sales and service goals.
Financial Statement Analyst
Berkadia Commercial Mortgage
03.2010 - 01.2012
- Financial Statement Analysis: Reviewing and analyzing financial statements, including income statements, balance sheets, and cash flow statements, to evaluate the financial position of properties and identify key financial trends and insights.
- Financial Modeling: Developing and maintaining financial models to forecast and project future financial performance based on historical data, market trends, and industry benchmarks. This may involve using spreadsheet software and specialized financial modeling tools.
- Performance Evaluation: Assessing the financial performance of commercial properties and investment opportunities, identifying areas of improvement, and making recommendations for optimizing financial results.
- Data Analysis: Analyzing and interpreting market data, property data, and other relevant financial information to support investment strategies and decision-making processes.
- Reporting and Presentation: Preparing reports, presentations, and summaries of financial analysis findings for internal stakeholders, including senior management and clients. Effective communication skills are essential to convey complex financial concepts in a clear and concise manner.
- Collaboration: Collaborating with cross-functional teams, including underwriters, investment professionals, asset managers, and other relevant stakeholders, to gather data, validate assumptions, and support investment and risk management decisions.
Education
MBA - Accounting And Finance
Badruka Institute of Foreign Trade
Hyderabad India05.2010
Bachelor of Science -
Andhra University
Visakhapatnam03.2008
Skills
- KYC Compliance
- Risk Assessment
- AML/CFT Regulations
- Regulatory Reporting
- Customer Due Diligence (CDD)
- Enhanced Due Diligence (EDD)
- Transaction Monitoring
- Fraud Detection
- Documentation Review
- Quality Assurance
- Relationship Management
- Communication Skills
Timeline
KYC Quality Assurance Analyst
Bank Of The West
09.2021 - Current
BSA/KYC Analyst
Banner Bank
04.2019 - 08.2021
Customer Service Representative Lead
Key Bank
01.2017 - 03.2019
Financial Statement Analyst
Berkadia Commercial Mortgage
03.2010 - 01.2012
MBA - Accounting And Finance
Badruka Institute of Foreign Trade
Bachelor of Science -
Andhra University