ALEXANDER ESTEVES
Washington,DC
Summary
Dynamic Senior Risk and Compliance Consultant at a global management consulting firm, with a proven track record in compliance monitoring and risk assessment. Experienced data analyst and skilled compliance professional, specializing in AML standards, adept at processing and managing large volumes of data to identify and address discrepancies. Recognized for surpassing performance metrics and delivering exceptional client satisfaction.
Overview
7
7
years of professional experience
Work History
Senior Risk & Compliance Consultant
Protiviti
Washington, DC
07.2023 - Current
- Organize and attend compliance meetings with management staff and stakeholders to discuss emerging risks.
- Develop and implement control policies to mitigate risks while enhancing compliance with regulatory agencies.
- Compile data from internal sources to identify areas of weakness requiring immediate compliance remediation.
- Support financial services clients with their Anti-Money Laundering regulatory compliance by analyzing risk levels of alerted accounts, utilizing industry insights and data trends to identify potential illicit banking-related activities, and by constructing a good KYC (Know Your Customer) profile to develop a customer profile based on intensive research and due diligence.
- Promoted to Workstream Production Lead, and manage a team of 28 (two Pod Leads and 26 Analysts), leading critical workflows to ensure strict adherence to industry regulations, overseeing production processes, maintaining audit-ready documentation, and implementing quality control measures.
- Responsible for leading quality control initiatives, while mitigating risks to prevent regulatory violations, and optimizing operational efficiency.
- Collaborate with stakeholders to address audit findings, and drive continuous process improvements.
Sales Consultant
Capital Vision/MyEyeDr
Reston, VA
09.2018 - 08.2021
- Consistently surpassed sales performance metrics, earning recognition as the top district performer.
- Educated customers on product offerings, recommending eyewear and services, while adeptly addressing objections to drive sales and practice revenue.
Education
Bachelor of Science - MANAGEMENT CONSULTING & ANALYTICS
Virginia Polytechnic Institute And State University
Blacksburg, VA05.2023
Skills
- Compliance Monitoring
- Relationship Building and Management
- Client Satisfaction and Engagement
- Critical Thinking & Problem Solving
- Organizational and Interpersonal Abilities
- Risk Assessment
- Data Analysis
- Technology: MS Office, PowerBi
Languages
- Portuguese, Native
- English, Fluent
- Spanish,Fluent
Timeline
Senior Risk & Compliance Consultant
Protiviti
07.2023 - Current
Sales Consultant
Capital Vision/MyEyeDr
09.2018 - 08.2021
Bachelor of Science - MANAGEMENT CONSULTING & ANALYTICS
Virginia Polytechnic Institute And State University