Alexander Miller
Crystal,MN
Summary
Detail-oriented and highly motivated Securities
Spec Ops III with a desire to take on new challenges. Strong work ethic, adaptability, and exceptional interpersonal skills. Adept at working effectively unsupervised and quickly mastering new skills to continue my knowledge and career growth and Principal Financial.
Overview
8
8
years of professional experience
Work History
Securities Ops Sec III
Principal Financial Group Inc
Minneapolis, MN
06.2022 - Current
- Cultivated and maintained investment manager/client relationships through high levels of daily direct communication.
- Process daily reporting to identify trade issues, and resolve them in a timely manner within Trust3000, DTCC, SEI, BBH, Blackline, Bloomberg, and other proprietary systems.
- Work with outside investment managers and internal teams within Principal to maintain correct, balanced, reflecting information.
Credit Analyst II
Wells Fargo Home Mortgage
Minneapolis, MN
11.2019 - 12.2021
- Responsibilities included reviewing, approving or denying, and maintaining the Settlement Agent Third-Party database for Wells Fargo Home Mortgage.
- Processes involved conducting background reviews through state regulators, bar associations, title underwriter reporting, Wells Fargo internal reports, as well as OFAC/ASL research to ensure third parties met Wells Fargo’s program compliance requirements.
Quality Assurance and Letter Specialist
DCM Services
Richfield, MN
06.2018 - 09.2019
- Responsibilities included maintaining, reviewing, and updating all 500+ letter templates sent to personal representatives, attorneys, and courts, while maintaining compliance with federal and state laws concerning collection activities.
- Conducted weekly quality checks on all outgoing mail to assure compliance, as well as coordinating with vendors and clients to update any material proposed by our Legal Team (or an existing or onboarding client's legal team) to avoid the likelihood of legal action against DCM Services or our client.
Education
Some College (No Degree) - Behavioral Psychology
University of St. Thomas
Saint Paul, MNHigh School Diploma -
Benilde St. Margaret's
St. Louis Park, MNSkills
- Risk assessment
- Critical thinking
- Data analysis
- Database research
- Attention to detail
- Financial reporting
- Regulatory compliance
- Problem solving
Timeline
Securities Ops Sec III
Principal Financial Group Inc
06.2022 - Current
Credit Analyst II
Wells Fargo Home Mortgage
11.2019 - 12.2021
Quality Assurance and Letter Specialist
DCM Services
06.2018 - 09.2019
Some College (No Degree) - Behavioral Psychology
University of St. Thomas
High School Diploma -
Benilde St. Margaret's