Knowledgeable Compliance Manager with documented success in developing policies, leading training programs and managing reporting to achieve compliance. Methodical with exceptional presentation and communication skills. Strong background working with federal and state regulations.
Overview
5
5
years of professional experience
Work History
Compliance Manager
AMC,LLC
07.2022 - Current
Streamlined compliance processes by implementing efficient monitoring systems and tools.
Reduced risk exposure for the company by identifying and addressing areas of noncompliance.
Conducted thorough internal audits to ensure adherence to regulatory standards and best practices.
Developed comprehensive training programs for employees, fostering a culture of compliance throughout the organization.
Succeeded in maintaining a positive relationship with regulators through proactive engagement and timely responses to inquiries.
Managed compliance efforts, reporting and audits.
Prepared records and data for regular audits.
Kept up to date on compliance trends and rulings using meticulous research and study.
Compliance Manager
Reliant Property Management
09.2019 - 07.2022
Streamlined compliance processes by implementing efficient monitoring systems and tools.
Reduced risk exposure for the company by identifying and addressing areas of noncompliance.
Conducted thorough internal audits to ensure adherence to regulatory standards and best practices.
Developed comprehensive training programs for employees, fostering a culture of compliance throughout the organization.
Oversaw a team of compliance professionals, providing guidance, mentorship, and support to ensure their continued growth and development.
Reviewed documents, files, transcripts and other records to assess compliance and potential risk.
Managed compliance efforts, reporting and audits.
Assistant Manager
Avanath Realty
11.2018 - 09.2019
Improved customer satisfaction by addressing and resolving complaints promptly.
Streamlined store operations for increased efficiency, implementing new processes and procedures.
Developed strong working relationships with staff, fostering a positive work environment.
Increased sales through effective merchandising strategies and targeted promotions.
Oversaw daily cash reconciliations, ensuring accurate financial reporting and minimizing discrepancies.
Maintained a clean, safe, and organized store environment to enhance the customer experience.
Assisted in organizing and overseeing assignments to drive operational excellence.
Developed detailed plans based on broad guidance and direction.
Education
High School Diploma -
Rosemont High School
Sacramento, CA
06.2010
Skills
Vendor / Supplier Performance Management
Document Analysis
Document Reviews
Compliance Documentation
Audit Oversight
Regulatory Documentation
Analytical Thinking
Audit Support
Internal Audits
Data Analysis
Compliance Reporting
Time Management
Organizational Skills
Conflict Resolution
Languages
Spanish
Native or Bilingual
Timeline
Compliance Manager
AMC,LLC
07.2022 - Current
Compliance Manager
Reliant Property Management
09.2019 - 07.2022
Assistant Manager
Avanath Realty
11.2018 - 09.2019
High School Diploma -
Rosemont High School
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