Amy Johnson
Princeton,MN
Summary
Dynamic individual with hands-on experience in Regulatory compliance and talent for navigating challenges. Brings strong problem-solving skills and proactive approach to new tasks. Known for adaptability, creativity, and results-oriented mindset. Committed to making meaningful contributions and advancing organizational goals.
Overview
20
20
years of professional experience
1
1
Certification
Work History
Internal Auditor
First National Bank Omaha
Omaha, NE
07.2023 - Current
- Contributed to the creation of audit reports outlining findings and recommendations.
- Performed process walkthroughs to ensure adherence to documented procedures.
- Discovered and communicated audit findings.
- Reviewed deviations noted throughout audit evaluations.
- Cultivated a positive organizational culture by effectively partnering with coworkers at all levels.
- Reviewed and identified risks, analyzed controls and tested compliance.
- Evaluated compliance with regulatory requirements, mitigating potential risks and protecting organizational reputation.
Director of Regulatory Compliance
CLA
Minneapolis, MN
01.2022 - 06.2023
- Facilitated seamless communication with external auditors to streamline audit processes.
- Conducted comprehensive audits resulting in full regulatory compliance.
- Cultivated effective relationships with internal and external partners for unified compliance strategies.
- Conducted root cause analysis on non-compliance instances to drive process improvements.
- Mitigated organizational risks through expert regulatory consultation.
- Enhanced regulatory adherence through creation and execution of thorough policies.
- Observed evolving laws and regulations, updating senior leadership on possible effects on business operations.
- Ensured compliance with regulations through assisting internal and external audits.
- Identified non-compliance during scheduled reviews.
- Managed end-to-end process improvements and compliance measures.
- Ensured awareness of latest compliance changes via detailed research.
- Provided expertise to internal and external customers on compliance best practices.
Senior Compliance Consultant
Wolters Kluwer
Saint Cloud, MN
01.2005 - 12.2021
- Located areas of expenditure reduction in accordance with applicable regulations.
- Offered specialized knowledge in regulatory compliance to various committee members.
- Offered risk mitigation strategies for significant transactions involving regulated entities.
- Maximized adherence standards through targeted process improvements.
- Facilitated cross-functional collaboration to address and mitigate potential compliance issues.
- Led cross-functional team coordination for successful compliance project execution.
- Analyzed potential compliance risks of new initiatives, providing data for senior decision-makers.
- Conducted in-depth investigations of potential compliance violations.
- Identified opportunities for improvement during periodic assessments of existing policies.
- Engaged in industry conferences and seminars to remain updated on regulatory compliance trends.
- Guided customers through resolving compliance challenges.
- Aided in identifying and investigating potential fraud risks.
- Monitored changes to regulatory requirements and corporate policies.
- Kept up to date on evolving laws.
- Detected non-conformities in current compliance procedures and advised revisions.
- Managed confrontations, interviews, and investigations with consistent composure.
- Monitored potential changes and innovations within the sector.
- Outlined required actions for fraud investigation resolution.
Education
Bachelors - Business Administration And Management
St Cloud State University
Saint Cloud, MN05.2004
Skills
- Policy compliance
- Oral and written communications
- Fraud investigations
- Audit planning
- Internal controls
- Data analytics
- Report generation
- Regulations and compliance
- Auditing assignments
- Ethical standards
- Fraud research
- Attention to detail
- Audit support
- Control recommendations
- Risk mitigation strategies
- Team collaboration
- Clear communication
- Compliance reporting
- Financial and regulatory consulting
- Certified internal control professional
- Compliance software
Certification
Certified Regulatory Compliance Manager-ABA
Timeline
Internal Auditor
First National Bank Omaha
07.2023 - Current
Director of Regulatory Compliance
CLA
01.2022 - 06.2023
Senior Compliance Consultant
Wolters Kluwer
01.2005 - 12.2021
Bachelors - Business Administration And Management
St Cloud State University