Andres D Ruiz
Orlando,FL
Summary
Well-versed in the Financial industry standards and best practices. Meticulous professional with expertise in financial management and client counseling. Evaluates client assets and risk tolerance to inform strategies and increase revenue.
Dedicated and adaptable professional with a proactive attitude and the ability to learn quickly.
Overview
5
5
years of professional experience
1
1
Certification
Work History
Merrill Financial Solutions Advisor
Merrill Lynch
Orlando, FL
10.2024 - Current
- Advised high net worth individuals on complex wealth management issues related to trusts, estates, asset protection planning, philanthropy.
- Recommended strategies to clients to help achieve financial goals.
- Communicated regularly with clients via phone, email, or video conferencing regarding their financial matters.
- Identified new business opportunities through networking events or referrals from existing clients.
- Developed customized financial strategies for clients, aligning with their long-term goals and risk tolerance.
Global Service Specialist
Charles Schwab
Orlando, FL
04.2021 - 05.2023
- Responded promptly to customers' concerns and coordinated swift resolutions to handle service issues.
- Tracked customer support cases and followed up on complex issues to correct problems.
- Executed equity, option, mutual fund, UIT, fixed income and alternative investment trades.
- Supported international team outside of assigned territory with projects and special requests as needed.
Registered Wealth Service Associate
Citibank
Jacksonville, FL
12.2023 - 10.2024
- Developed and deepened relationships with new and existing clients to advance progress and improve business.
- Stayed abreast of financial market trends, regulatory changes, and new investment products and strategies.
- Developed and maintained relationships with customers and assisted in generating sales opportunities
Tax Form Reviewer
BNY Mellon
Lake Mary, FL
01.2020 - 04.2021
- Prepared briefs, sought out records and produced documentation in support of court cases.
- Checked completeness of information when processing tax forms and supporting documentation.
- Sought opportunities to improve existing data.
Education
Bachelor of Arts - Economics
Rollins College
Winter Park, FL12-2027
High School Diploma -
IED Rodolfo Llinas
BOGOTA, CO11-2013
Skills
- Developing financial plans
- Investment Planning
- Market analysis
- Retirement planning
- Portfolio management
- Trading strategies
Certification
- Series 7
- Series 66
Languages
- Spanish
- English
Timeline
Merrill Financial Solutions Advisor
Merrill Lynch
10.2024 - Current
Registered Wealth Service Associate
Citibank
12.2023 - 10.2024
Global Service Specialist
Charles Schwab
04.2021 - 05.2023
Tax Form Reviewer
BNY Mellon
01.2020 - 04.2021
Bachelor of Arts - Economics
Rollins College
High School Diploma -
IED Rodolfo Llinas