Life consists not in holding good cards but in playing those you hold well.
Josh Billings
Summary
Experienced professional with solid background in banking and finance seeking new challenges with potential growth in the regulatory industry to utilize the strong industry knowledge, management experience, analytical skills and risk management.
Overview
21
21
years of professional experience
Work History
Private Client Banker
JP Morgan Chase
10.2015 - Current
Evaluated Clients financial needs. Prepared and presented appropriate financial solutions.
Continually boosted branch production and revenue by consistently meeting all monthly and annually sales goals.
Worked with clients to address and respond to client and partnership management issues.
Stayed current with latest changes to applicable regulatory standards and company procedures.
Managed adherence to bank regulations, audits and compliance requirements.
Liaised with risk management, internal employee services departments to direct compliance issues to appropriate channels for investigation and resolution.
Associate Manager
Esprit Ltd
11.2007 - 05.2011
Provided leadership and cohesive work environment in order to enhance staff productivity
Used industry expertise, customer service skills and analytical nature to resolve customer concerns and promote loyalty.
Orchestrated positive customer experiences by overseeing every area of operations.
Attorney
KDK Company
01.2005 - 12.2006
Developed strategies to resolve cases in client's best interest.
Analyzed probable outcomes of cases using knowledge of legal precedents.
Worked alongside attorneys, administrative assistants and fellow legal assistants on complex cases and legal processes.
Minimized risk exposure through careful advice on business operations and strategic plans.
Legal Specialist
City Hall
07.2004 - 10.2004
Performed examination and processing of assorted legal documents.
Provided legal support focused on ensuring compliance with policies, procedures, regulations, laws, and guidelines.
Drafted briefs, pleadings, litigation recommendations, and additional legal documents and correspondence.
Assistant Lawyer
Ridvan Shkembi Law Office
01.2003 - 01.2004
Supported legal team by conducting research, drafting briefs, gathering information and interpreting legal documents.
Assisted attorneys with case organization and administrative tasks.
Researched and stayed abreast of industry techniques to delivering effective solutions and best practices.
Education
Series 6, Series 63, Life Insurance Agent -
Finra (Financial Industry Regulatory Authority)
Online Executive Certificate - Cybersecurity Managing Risk in The Information Age
Harvard University, Office Of The Vice Provost For Advances In Learnin
01.2024
Certificate in Cloud Computing Comp TIA ( Cloud +) - Cloud Computing Comp TIA ( Cloud +)
MedCerts, Livonia, MI
12.2023
Certificate in Business Law - Business Law
Cornell University, Ithaca, NY
08.2023
Master of Arts - Political Science/Urban Policy and Administration
City University of New York- Brooklyn College , New York, NY
12.2013
Bachelor of Arts - Law Degree
University of Tirana, Faculty of Justice , Tirana Albania
01.2004
Awarded with title of Lawyer (Jurist)
Skills
Relationship building and management
Financial Services
Policy development and implementation
Risk Analysis, Risk Management, Statistical Analysis, Financial Intelligence, Regulation Research
Compliance knowledge
Regulatory Awareness
Know Your Customer
Cybersecurity Risk Assessment
Analytical, Problem Solving, Communication, Detail Oriented,Leadership
Legal Research and Analysis
Document Review
Software: SPSS, Microsoft Office, Lightspeed, SQL, HTML
Timeline
Private Client Banker - JP Morgan Chase
10.2015 - Current
Associate Manager - Esprit Ltd
11.2007 - 05.2011
Attorney - KDK Company
01.2005 - 12.2006
Legal Specialist - City Hall
07.2004 - 10.2004
Assistant Lawyer - Ridvan Shkembi Law Office
01.2003 - 01.2004
Finra (Financial Industry Regulatory Authority) - Series 6, Series 63, Life Insurance Agent,
Harvard University - Online Executive Certificate , Cybersecurity Managing Risk in The Information Age
MedCerts - Certificate in Cloud Computing Comp TIA ( Cloud +), Cloud Computing Comp TIA ( Cloud +)
Cornell University - Certificate in Business Law, Business Law
City University of New York- Brooklyn College - Master of Arts, Political Science/Urban Policy and Administration
University of Tirana, Faculty of Justice - Bachelor of Arts, Law Degree
Client Services Specialist & Associate Banker at JP Morgan Chase & Chase BankClient Services Specialist & Associate Banker at JP Morgan Chase & Chase Bank