ANTHONY ROSALES
San Antonio
Summary
Strategic banking and compliance leader with 18+ years of experience across top-tier financial institutions including Citigroup, USAA, and Silicon Valley Bank. Proven track record of driving operational excellence, regulatory adherence, and team development. Adept at mitigating risk, optimizing workflows, and delivering client-centric solutions in fast-paced, high-stakes environments. Known for ethical leadership, cross-functional collaboration, and a commitment to continuous improvement.
Overview
21
21
years of professional experience
Work History
KYC Operations Associate Analyst
Citi
07.2022 - Current
- Lead onboarding and mentorship for new analysts, reinforcing compliance and operational excellence
- Conduct detailed reviews of client activity to identify and resolve potential AML risks
- Manage domestic consumer case reviews and sanction screenings, improving KYC program efficiency
- Present findings and recommendations to senior leadership, enhancing risk mitigation strategies
- Perform quality assurance audits to ensure accuracy and regulatory alignment
Fraud Prevention Analyst · Data & Reporting Analyst · Financial Analyst
USAA | Silicon Valley Bank
05.2020 - 07.2022
- Collaborated with senior leadership to translate business needs into scalable solutions
- Evaluated sensitive systems to detect and mitigate fraud, strengthening security frameworks
- Led CRA-aligned data collection and reporting for small business and farm lending programs
Compliance Auditor
International Bank of Commerce
08.2016 - 05.2020
- Conducted audits resulting in 100% compliance with CRA and fair lending regulations
- Delivered staff training to enhance internal controls and regulatory adherence
- Supported development of community-focused programs and services
Banking Center Manager
Woodforest National Bank
02.2005 - 12.2015
- Exceeded profitability goals through strategic product offerings and customer engagement
- Built and led a high-performing sales team with a focus on accountability and service
- Ensured full compliance with legal and corporate policies, safeguarding assets
- Strengthened community ties through events and partnerships, boosting customer retention
Education
BBA - Marketing
Texas State University
San Marcos, TXSkills
- Leadership & Strategy
- Business Growth
- Staff Development
- Succession Planning
- Cross-Functional Collaboration
- Risk & Compliance
- KYC
- AML
- Regulatory Compliance
- Audit Procedures
- Legal Documentation
- CRA
- Operations & Client Service
- Customer Relationships
- Sales & Service
- Client Onboarding
- Teller Cash Funds
- Security Equipment
- Technical Tools
- Microsoft Office Suite
- CRA Wiz
- Analytical Tools
- Excel Reporting
- PowerPoint
Websites
Additional Information
Technical Skills: Microsoft Office Suite (Word, Excel, PowerPoint, Outlook), MS Office Analytical Tools, CRA.
Timeline
KYC Operations Associate Analyst
Citi
07.2022 - Current
Fraud Prevention Analyst · Data & Reporting Analyst · Financial Analyst
USAA | Silicon Valley Bank
05.2020 - 07.2022
Compliance Auditor
International Bank of Commerce
08.2016 - 05.2020
Banking Center Manager
Woodforest National Bank
02.2005 - 12.2015
BBA - Marketing
Texas State University