Strategic Operational Risk Analyst with 12+ years of successful experience analyzing and mitigating corporate risk. Insightful independent thinker with sound judgment and courage to perform control role and maintain effective working relationships. Well-versed with finance and technical software tools to support risk reduction and adept at training colleagues to avoid risk.
Overview
7
7
years of professional experience
Work History
Business Unit Operational Risk Analyst
Regions Bank
Birmingham, Alabama
02.2023 - Current
Analyzing and mitigating operational risks by conducting thorough assessments, implementing control measures, and providing strategic recommendations to ensure compliance with regulatory standards at Regions Bank.
Communicated effectively with stakeholders at all levels regarding identified risks and mitigation strategies.
Analyzed financial statements, legal documents, contracts., as part of ongoing risk assessment efforts.
Documented significant events that could impact operations or pose a threat to organizational objectives.
Identified, analyzed, and evaluated operational risks across multiple business lines.
Developed and maintained risk control frameworks to ensure compliance with regulatory requirements.
Conducted independent reviews of processes and procedures to identify potential areas of operational risk.
Assisted in the development of policies and procedures for mitigating operational risks.
Monitored changes in laws, regulations, and industry standards related to operational risk management practices.
Coordinated with internal stakeholders to develop comprehensive corrective action plans for identified risks.
Participated in the review process of new products or services to assess associated operational risks.
Prepared reports on key findings from risk analysis activities for senior management review.
Provided guidance on best practices for managing operational risks across the organization.
Performed data analysis using statistical techniques to identify trends in operational risk exposures.
Developed tools and metrics to measure the effectiveness of existing controls against identified risks.
Collaborated with other departments to ensure that all relevant information is considered when assessing operational risks.
Reviewed audit results and provided recommendations on how to improve overall risk management processes.
Maintained up-to-date knowledge of industry developments related to operational risk management.
Performed periodic reviews of existing control systems for accuracy, completeness, and effectiveness.
Assisted in developing contingency plans for responding quickly and efficiently to emergency situations.
Performed in-depth and comprehensive gap analyses to determine root cause of process gaps and regulatory compliance failures.
Escalated identified risk issues, challenges and trends to senior management and delivered risk-related documents for audit and regulatory exams.
Collaborated with compliance and legal departments for overall updates and verified unified approach to risk management and mitigation.
Wrote, maintained, distributed and updated operational risk procedural manuals, job aids and tools.
Prepared operational risk reports, presented and distributed to project and management staff, solicited feedback and verified executive buy-in.
Client Account Coordinator
Bradley Arant Boul Cummings
Birmingham, Alabama
02.2021 - 02.2023
Coordinated the processing of new client matters, including the preparation of engagement letters, alternative fee arrangements, and conflict waivers, ensuring adherence to legal standards.
Coordinated the implementation of new client accounts, ensuring all requirements were met.
Maintained accurate records of customer interactions and account activities.
Provided timely responses to queries from clients regarding their accounts.
Generated reports on customer feedback, sales performance, and other data related to client accounts.
Monitored customer satisfaction levels through surveys and feedback forms.
Organized meetings between clients and relevant departments within the company.
Created effective communication channels between customers and internal teams.
Identified areas for improvement in the process of managing client accounts.
Negotiated contracts with clients based on their individual needs.
Ensured compliance with industry standards when dealing with client accounts.
Prepared presentations for prospective clients outlining our services.
Resolved any disputes that arose between customers and third-party vendors.
Presented client-specific strategy and solutions to improve service delivery.
Managed client communication and oversaw project progress to provide timely status updates and avoid delays.
Conducted calls and meetings with key contacts to coordinate strategic planning and address issues.
Cultivated strong and trusting rapport with client contacts to promote retention and satisfaction.
Investigated opportunities for process improvements to streamline operations, reduce costs and increase client satisfaction.
Addressed and monitored case trends to proactively mitigate issues.
Specialty Lending Compliance Specialist
Regions Bank
Birmingham, Alabama
04.2017 - 12.2020
Conducting comprehensive research on laws and regulations, ensuring adherence and updating business unit compliance in response to legislative changes.
Reviewed and updated existing compliance policies and procedures.
Developed and implemented training programs for employees on new or revised laws, regulations, and company policies.
Monitored changes in relevant legislation and advised management of necessary actions.
Provided guidance to staff on regulatory requirements, policies, and procedures.
Drafted reports outlining findings from compliance audits and investigations.
Investigated complaints related to the violation of standards or regulations.
Education
Bachelor of Science, Criminal Justice -
Miles College
Fairfield, AL
12-2022
Skills
Regulatory knowledge
Attention to detail
Analytical thinking
Communication skills
Problem-solving
Data analysis
Policy implementation
Risk assessment
Remediation
Incident Management
Risk Mitigation
Change Management
SharePoint
Documentation Review
Business Continuity Planning
Compliance Monitoring
Internal Controls
Portfolio Management
Microsoft Excel
Affiliations
Member of Alpha Kappa Alpha Sorority, Incorporated