Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic
Arjun Pandey

Arjun Pandey

Gurugram,Delhi

Summary

Proven leader in SOX compliance and risk advisory, delivering actionable insights and strategic recommendations that enhance operational efficiency and compliance.

Overview

8
8
years of professional experience
1
1
Certification

Work History

Manager –SOX Compliance & Risk Advisory

RSM US LLP
Gurugram
11.2018 - Current
  • Lead a team of 30 professionals, overseeing resource planning, project scheduling, and monitoring resource utilization to ensure optimal team performance and project delivery.
  • Collaborate with U.S and India directors and partners on project scoping and planning, focusing on project execution and margin optimization.
  • Proven track record in leading and mentoring audit teams to deliver high-quality internal audits and risk assessments in compliance with Sarbanes-Oxley (SOX) 404 standards. Ensure audit quality by reviewing deliverables and providing guidance on methodology, scope, and execution.
  • Led SOX readiness initiatives for multiple clients, conducting control design assessments, and testing operating effectiveness. Delivered strategic insights to enhance control environments and achieve regulatory compliance.
  • Represented the internal audit team during a visit to the U.S. Client’s headquarters to define scope and plan audits for their India entity. Successfully presented a comprehensive audit report with 35 significant observations and key improvement areas to the Audit Committee.
  • Managed the full internal audit lifecycle—including planning, risk assessment, control walkthroughs, fieldwork, and reporting. Oversaw SOX testing programs and maintained effective communication with stakeholders in the FMCG and energy sectors, ensuring alignment with audit committees.
  • Delivered strategic advice on internal control design and process optimization, applying industry best practices to enhance control effectiveness, operational efficiency, and governance structures.

Audit Assistant

Sanjay Gupta & Associates
07.2017 - 09.2018
  • Company Overview: A reputable cost auditing firm
  • Before joining RSM USI, Arjun worked with a reputable cost auditing firm, where he gained significant experience in cost auditing, cost record maintenance, and internal audit procedures across diverse sectors.
  • He played an integral role in conducting cost audits and ensuring compliance with statutory requirements related to the maintenance of cost records.
  • Arjun was actively involved in internal and cost audits for Indian Railways, providing insights into operational efficiency, cost control, and regulatory adherence.
  • Additionally, he contributed to revenue assurance audits in the telecom industry, focusing on identifying revenue leakages, improving billing accuracy, and enhancing overall financial integrity.

Education

B.Com -

Delhi University
Delhi

Skills

  • SOX compliance
  • internal audit
  • risk assessment
  • control design
  • process optimization
  • team leadership
  • project management

Certification

  • CFE (Certified Fraud Examiner)
  • CMA (Cost and Management Accountant)
  • CFRM (Certified Financial Risk Management)

Timeline

Manager –SOX Compliance & Risk Advisory

RSM US LLP
11.2018 - Current

Audit Assistant

Sanjay Gupta & Associates
07.2017 - 09.2018

B.Com -

Delhi University

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