Chief Compliance Officer (CCO), Compliance Advisory, Risk Assessment, Internal Audit Examiner, Federal Regulatory Audit Lead, Executive Leadership, Strategic Business Transformation, Executive Reporting, BSA/AML Officer, International Relationship Management and Leadership, Board of Directors Advisory and Reporting, Project and Change Management, Strategic Program Design and Build, External Examiner and Regulator Relationship Management
- Executive Leader for global staff of 250+ for $1 trillion Home Lending portfolio.
- Developed, designed, and implemented sustainable and standardized methodologies for Internal Audit, 2nd Line (2LOD) Compliance including Testing and Monitoring, in alignment with COSO model.
Development and design of methodologies and standards for testing, monitoring, and validation of design and effectiveness of controls, resulting in major risk mitigation efforts and reducing sanctions of over $10 million.
- Reversed trending of compliance issues, findings, and issues through strategic assessment of controls, testing, monitoring, and validation utilizing data-driven reporting and analysis.
- Collaborate with system developers, engineers, and architects to formalize security and privacy by design standard and process for system configurations and implementations.
- Reviewed and assessed architecture diagrams and provided technical analysis and input regarding security and privacy risks and mitigation strategy through control requirements.
- Chaired cross-functional governance committee of senior leaders and compliance subject-matter experts for 2LOD Compliance.
- Ushered in digital era that accelerated Wells Fargo Mortgage reach and competitive advantage through automation, data and project implementation reducing staffing and time cost.