Overview
Work History
Education
Skills
Timeline
Generic

Austin Halpern

Fort Lauderdale,FL

Overview

6
6
years of professional experience

Work History

Operations

I-Bankers Direct
09.2021 - Current
  • Oversee 10+ brokers: handling trades, client relations, and all operational needs
  • Collaboration CFO to review commissions
  • Trade entry - Retail, SPACS, IPO, Shareholder, Options, Structured Products
  • Create Excel spreadsheets to provide real-time positions and P&L
  • Prepare PPM and subscription documents for pre-IPO companies
  • Coordinated IT operations activities

Advisory Operations

National Securities Corporation
01.2021 - 09.2021
  • Analysis of financial statements and preparation of financial models
  • Ensured the firm met compliance requirements
  • Handled fee structures, billing, cash flows, checks, wires, journal requests and logistical support
  • Produced and reviewed audit reports to verify client account information for reporting and billing

Analyst/Account Executive

Versant Funding
07.2019 - 01.2021
  • Managed a multi-million dollar accounts receivable portfolio focused on minimizing credit risk while maximizing funding opportunities
  • Collaborated with CEO and COO to review financials, assess strategies, and track business performance
  • Reviewed contracts to restructure client terms, financing rates, and factoring volume
  • Contacted account debtors to confirm receipt of products, services, and payment
  • Developed and established new methods of marketing to prospective clients

Investment Specialist

Merrill Lynch
07.2018 - 07.2019
  • Delivered a full range of goals-based financial planning and wealth strategies
  • Traded stocks, bonds, and other fixed-income investments for high net worth traders
  • Top sales performer throughout entirety of role
  • Facilitated smooth and open communication between department team members and clients

Education

Bachelor of Science - Finance

University of Rhode Island
Kingston, RI
05.2018

Skills

  • Financial Management & Analysis
  • Series 66 & Series 7
  • Department Oversight
  • Underwriting
  • Efficient & Detail-Oriented
  • Business Operations and Forecasting
  • Financial Information Systems
  • Advanced Microsoft Office Suite
  • Customer Service
  • IT Support

Timeline

Operations

I-Bankers Direct
09.2021 - Current

Advisory Operations

National Securities Corporation
01.2021 - 09.2021

Analyst/Account Executive

Versant Funding
07.2019 - 01.2021

Investment Specialist

Merrill Lynch
07.2018 - 07.2019

Bachelor of Science - Finance

University of Rhode Island
Austin Halpern