Austin Lee, CISA
Glendale,CA
Summary
Dynamic Audit Senior with extensive experience at BDO, specializing in SOX compliance and risk assessment. Proven track record in identifying control gaps and enhancing internal processes. Skilled in client relationship management and financial statement analysis, delivering actionable insights that drive compliance and operational efficiency. Adept at training teams to uphold audit excellence.
Overview
8
8
years of professional experience
1
1
Certificate
Work History
Experienced Audit Senior, ISA
BDO
09.2017 - 04.2024
- Conducted external IT SOX audits including risk assessment procedures to identify key risks and controls.
- Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement.
- Identified management control weaknesses and provided value added suggestions for remediation.
- Completed audit papers by thoroughly documenting audit tests and findings.
- Trained new employees on audit procedures and other company procedures.
Experienced Audit Associate
BDO
10.2016 - 07.2018
- Conducted financial statement and EBP audits for public and non-public filing clients.
- Analyzed trends in financial data to investigate fluctuations.
- Followed up to assess and report corrective action completion or progress.
- Prepared working papers, reports and supporting documentation for audit findings.
- Worked audit engagements for industries in banking, manufacturing, real estate, entertainment, and non-profit.
Education
Dual Bachelor's of Science - Business Administration, Options: Accounting, CIS
California State University Los Angeles
Los Angeles, CA06-2016
Skills
- Internal controls
- Regulatory compliance
- SOX compliance
- Risk assessment expertise
- Client relationship management
- Project management experience
- Financial statement analysis
Certification
- CISA - Certified Information Systems Auditor
Timeline
Experienced Audit Senior, ISA
BDO
09.2017 - 04.2024
Experienced Audit Associate
BDO
10.2016 - 07.2018
Dual Bachelor's of Science - Business Administration, Options: Accounting, CIS
California State University Los Angeles
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