Ayesha Mudassar
Houston
Summary
Dynamic Compliance Officer with a proven track record at A1 Financial Group, adept at compliance monitoring and document review. Expert in identifying compliance gaps and implementing corrective actions, enhancing operational efficiency. Strong analytical skills complemented by a commitment to detail, ensuring adherence to regulatory standards and improving client satisfaction.
Overview
17
17
years of professional experience
1
1
Certification
Work History
Compliance Officer
A1 Financial Group
07.2024 - Current
- Ensured compliance with regulatory standards and internal policies across financial operations.
- Conducted risk assessments to identify potential compliance gaps and recommend corrective actions.
- Monitored ongoing changes in legislation affecting financial services and adjusted policies accordingly.
- Filing for BSA.
- Maintaining a CTR (Customer Transaction Report).
- File work.
Remittance Processing Specialist
National Bank of Pakistan
10.2008 - 05.2024
- Processed remittance transactions with high accuracy and attention to detail.
- Reviewed and verified documentation for compliance with banking regulations.
- Coordinated with cross-functional teams to resolve transaction discrepancies efficiently.
- Implemented process improvements that enhanced transaction processing speed.
- Analyzed transaction data to identify trends and improve operational workflows.
- Collaborated with cross-functional teams to address remittance-related issues, enabling quick resolution of client concerns.
- Identified fraudulent activities through careful monitoring of transaction patterns and promptly reported suspicious cases to appropriate authorities for further investigation.
- Conduct follow-up for submission of required monthly returns by three area audit & inspection officers.
- Expedited the clearing and settlement process for remittance clients, ensuring timely fund transfers and improved customer satisfaction.
- Data entry of significant audit findings in database along with necessary updates/information.
Education
Master of Economics - Accounts, Economics
University Of Karachi
Karachi, Pakistan09-2018
Skills
- Compliance monitoring
- Document review
- Auditing processes
- Data Entry
- Hardware Diploma
- Computer Application Certificate
- MS- Office
- AML Reconcilation
Certification
Hardware Diploma,
Computer Application Certificate
Languages
English
Full Professional
Urdu
Native or Bilingual
Timeline
Compliance Officer
A1 Financial Group
07.2024 - Current
Remittance Processing Specialist
National Bank of Pakistan
10.2008 - 05.2024
Master of Economics - Accounts, Economics
University Of Karachi