Bashar Jweinat
Pleasant Hill,CA
Summary
Experienced Basel reporting and regulatory compliance professional with a strong background in regulatory disclosures, including FRY 9C, Call Report, and FFIEC 102. Collaborative and effective in working across business units, closely partnering with controllers, technology teams, and senior leadership to drive successful reporting and compliance initiatives. Demonstrated ability to manage complex reporting timelines and meet regulatory deadlines while ensuring accuracy and attention to detail. Skilled in providing clear communication at all organizational levels and delivering project outcomes on time. Proficient in AXIOM ASL, Excel, Word, PowerPoint, and SQL. Results-driven reporting professional with deep expertise in data analysis, financial reporting, and strategic planning. Known for fostering team collaboration and driving impactful outcomes, with a strong emphasis on adaptability and reliability. Utilizes advanced Excel, SQL, and business intelligence tools to deliver actionable insights and enhance decision-making processes.
Overview
18
18
years of professional experience
1
1
Certification
Work History
Basel Reporting Manager, Regulatory Reporting
MUFG Union Bank / MUFG Bank
06.2017 - Current
- Lead Basel Reporting Process: Managed the quarterly preparation and submission of Basel reporting schedules (HC-R and RC-R) for Y-9C and Call Report, ensuring accurate, timely, and compliant reporting with thorough reconciliations, validations, and sign-offs
- Capital Management Insights: Prepared and presented reports to the Capital Management Committee (CMC) on variance trends, system enhancements, material exceptions, and regulatory updates
- AXIOM ASL Implementation: Spearheaded the successful implementation of the AXIOM ASL capital calculation engine, overseeing all phases from user acceptance testing (UAT) to parallel run
- The implementation led to substantial time savings and decreased manual processes, enhancing overall efficiency
- Team Leadership & Development: Provided leadership, mentorship, and training to new and existing team members, ensuring operational efficiency and continuous professional development within the Basel reporting team
- Audit & Compliance Oversight: Coordinated with internal audit and quality assurance teams to provide detailed walkthroughs, evidence, and explanations, ensuring transparency and compliance during audits of Basel reporting processes
- Data Management & Governance: Directed the implementation of the Data Management Integrated Controls Framework (DMICF) in compliance with BCBS 239, strengthening data governance and risk data aggregation processes
- Regulatory Product Integration & Exception Management: Managed integrating new products and changes to regulatory rules, overseeing the tracking and resolution of open exceptions to ensure ongoing compliance with regulatory standards
- Regulatory Liaison: Acted as the primary point of contact for the regulatory reporting team with the Federal Reserve, serving as the authorized end-user contact
Basel Reporting Analyst, Regulatory Reporting
MUFG Union Bank
11.2014 - 06.2017
- Regulatory Capital Reporting: Prepared and delivered regulatory capital schedules (RC-R and HC-R) for FR Y-9C and Call Report, along with CCAR 14Q/A Regulatory Capital Transition Schedules, ensuring accuracy and compliance with regulatory standards
- Reconciliation & Workpaper Preparation: Performed intra-series reconciliations across multiple reporting schedules and developed detailed supporting workpapers to ensure accuracy and consistency in capital reporting
- Variance Analysis & Reporting: Analyzed quarterly variance trends for risk-weighted assets and capital results, providing detailed insights to senior management for decision-making and capital planning
- Change Management & Integration: Collaborated with business unit controllers and technology teams to integrate new products, regulatory treatment changes, enhancements, and bug fixes into the RWA calculation engine, ensuring smooth transitions and accurate reporting
- Process & Control Enhancement: Strengthened the control environment by improving process documentation, implementing validation workpapers, and enhancing overall reporting accuracy and efficiency
- Policy & Procedure Management: Maintained up-to-date policies and procedures for reporting, internal controls, and related documentation, ensuring compliance with regulatory standards and internal controls
- Regulatory & Audit Support: Supported regulatory requests, internal audits, quality assurance reviews, and other downstream requirements, ensuring timely and accurate responses to all inquiries
Corporate Assistant Relationship Manager, Corporate Banking
HSBC Middle East Limited
01.2013 - 07.2014
- Client Development & Portfolio Growth: Built and managed diverse client relationships, contributing to a loan portfolio spanning $140K to $35M across industries like auto, food, manufacturing, and engineering
- Credit Underwriting & Financial Structuring: Assessed client creditworthiness, analyzed financials, and structured proposals aligned with client needs and the Bank's objectives
- Compliance & Risk Management: Conducted KYCC checks and ensured compliance with regulatory standards, mitigating risks in trade transactions
Operational Risk Analyst, Credit and Risk Group
Arab Banking Corporation
06.2007 - 12.2012
- Operational Risk Department & Basel Compliance: Established the Operational Risk Department, aligning with central bank and Basel requirements, and implemented risk tools such as RCSA, loss data collection, and KRIs
- Risk Management & Analysis: Identified operational risks, enhanced controls, analyzed loss data, and developed action plans to mitigate risks and prevent recurrence
- Resilience Planning: Contributed to business continuity and disaster recovery initiatives, ensuring organizational preparedness for disruptions
Education
B.Sc. - financial economic
Hashemite University
Skills
- Advanced financial reporting
Accomplishments
- Supervised team of [Number] staff members.
- Achieved [Result] by completing [Task] with accuracy and efficiency.
- Achieved [Result] through effectively helping with [Task].
Certification
Chartered Financial Analyst, CFA Institute
Timeline
Basel Reporting Manager, Regulatory Reporting
MUFG Union Bank / MUFG Bank
06.2017 - Current
Basel Reporting Analyst, Regulatory Reporting
MUFG Union Bank
11.2014 - 06.2017
Corporate Assistant Relationship Manager, Corporate Banking
HSBC Middle East Limited
01.2013 - 07.2014
Operational Risk Analyst, Credit and Risk Group
Arab Banking Corporation
06.2007 - 12.2012
B.Sc. - financial economic
Hashemite University
Similar Profiles
Lisa Trang TRANLisa Trang TRAN
Director – Regional Relationship Manager at MUFG Bank (previously known as MUFG Union Bank)Director – Regional Relationship Manager at MUFG Bank (previously known as MUFG Union Bank)
Naira DavtyanNaira Davtyan
Client Relationship Consultant at U.S. Bank / MUFG Union BankClient Relationship Consultant at U.S. Bank / MUFG Union Bank
MARK A. VALLESMARK A. VALLES
Vice President, Issues Reporting Department at MUFG UNION BANK N.A. / U.S. Bank N.A.Vice President, Issues Reporting Department at MUFG UNION BANK N.A. / U.S. Bank N.A.
Ruben RuizRuben Ruiz
Forklift Operator at US FoodsForklift Operator at US Foods
Brooke FarrarBrooke Farrar
Head Band Director at Freedom High School Instrumental Music ProgramHead Band Director at Freedom High School Instrumental Music Program