Regulatory compliance professional skilled in navigating complex regulatory environments and implementing effective compliance strategies. Proven track record in risk assessment, policy development, and regulatory reporting. Strong focus on team collaboration, adapting to changing needs, and achieving measurable results. Known for analytical thinking, problem-solving, and effective communication.
Overview
14
14
years of professional experience
Work History
Senior Regulatory Compliance Specialist
United States Department of Education
11.2019 - Current
Promoted to a senior role focusing on leading review teams and working on complex and high-profile reviews of postsecondary institutions as well as the training and mentoring of junior staff members
Prepared legally sustainable reports disclosing and supporting financial liabilities assessed, as well as documenting non-financial areas of noncompliance
Successfully established receivables on average of $1+ million per year
Subject matter expert responsible for assisting post-secondary institutions and internal teams with reconciliation of accounts as well as other complex compliance and financial issues
Responsible for the implementing, coordinating, and oversight of departmental teams responsible for conducting an average of 10-15 external compliance reviews annually
Selected to serve as a subject matter expert on development and transition to new software system for managing Title IV compliance
Participated in 100+ hours of testing and feedback sessions, as well as developing maintaining, and providing technical support and research implementation
Collaborated with cross-functional teams to develop effective training materials that fostered a culture of compliance throughout the company.
Conducted thorough risk assessments to identify potential areas of non-compliance, leading to proactive mitigation strategies.
Designed and delivered customized training programs to address specific knowledge gaps among staff members, promoting a culture of compliance across the organization.
Served as liaison between internal stakeholders and external regulatory bodies during investigations, ensuring prompt resolution of any issues raised.
Analyzed complex data sets to identify trends in regulatory violations, informing targeted improvements in policy development and enforcement strategies.
Served as subject matter expert on all aspects of regulatory compliance within the organization, providing consultation services to colleagues across multiple departments.
Regulatory Compliance Specialist
United States Department of Education
09.2012 - 11.2019
Successfully completed the review and processing of on average 10+ postsecondary applications monthly to both participate and update participation in the Title IV, HEA programs
Assisted with the review of student ledgers, institutional accounts, subsidiary accounts, and other documentation to substantiate payment of Title IV, HEA program funds.
Provided guidance to postsecondary institutions on corrective action plans following audit findings to remediate identified issues promptly effectively.
Evaluated third-party companies for their capacity to meet compliance requirements, mitigating potential regulatory risks.
Ensured regulatory compliance by conducting thorough audits and assessments of institutional policies and procedures.
Assistant Director of Financial Aid
University of Kansas
07.2011 - 09.2012
Hired to ensure university’s continued access to federal Tile IV, HEA program funds though execution of internal auditing, policy development activities, and student oversight
Successfully developed a university wide enrollment monitoring process to assist in maintaining compliance with Title IV regulations for a 10,000+ student body
Oversaw the internal audit committee responsible for identification, planning, and execution of annual internal audits of University’s policies and procedures.
Streamlined financial aid processes by implementing efficient workflow systems and reducing processing time.
Education Program Specialist (GS-13) at United States Department of EducationEducation Program Specialist (GS-13) at United States Department of Education
Deputy Team Lead Financial Management Analyst I (Civilian) at United States Department of the Navy Department of the Navy (DON) – United States Defense Agency Financial Management Operations (FMO) DivisionDeputy Team Lead Financial Management Analyst I (Civilian) at United States Department of the Navy Department of the Navy (DON) – United States Defense Agency Financial Management Operations (FMO) Division
Operations Support Specialist at Heartland Regional Alcohol and Drug Assessment CenterOperations Support Specialist at Heartland Regional Alcohol and Drug Assessment Center