Bruno Cesar Cantero

• Coordinated compliance efforts across jurisdictions in alignment with Moody's standards.
• Act as compliance officer, liaising with regulators in Argentina, Uruguay, Chile, El Salvador, Paraguay across other jurisdictions in Latin America.
• Demonstrated ability in lobbying and regulatory development, achieving updates in Credit Risk Agencies regulations Paraguay, Argentina, El Salvador and Brazil.
• Responded to supervisory inquiries and prepared periodic compliance reports, internal trainings and presentations to board.
• Identified and analyzed policy developments affecting Moody's businesses.
• Assisted with KYC and due diligence process in needed jurisdictions (El Salvador and Brazil)
• Drafted responses to consultation papers and managed regulatory changes.
• Supported development and implementation of compliance policies, advising employees and directors on key practices.
• Conducted investigations and assisted compliance surveillance team as required.
• Represented Moody's in public and regulatory affairs, fostering relationships with stakeholders and policymakers.
• Monitored regulatory changes and assessed their impact on operational processes and compliance strategies.
• Negotiated successfully during inspections conducted by regulatory bodies.
• Found regulatory breaches and provided firms with constructive guidance.
• Provided training to more than 50 employees in diverse topics such as internal policies, AML, Government Relationships, among other compliance and regulatory affairs matters.

• Managed compliance activities regarding regulatory standards, anti-money laundering and CFT measures, and KYC in Latin America with emphasis on Argentina, Uruguay, Brazil, Central America, and Mexico.
  Engaged with audit and compliance teams at branch level.
  Updated commercial teams on regulatory changes to facilitate transactional profile development.
• Collaborated with cross-functional teams to ensure adherence to AML regulations and internal policies.
• Conducted thorough risk assessments to identify potential compliance issues within client portfolios.
• Reviewed and analyzed customer data to detect suspicious activities and potential money laundering risks.
• Earned more than a 90 First time pass rate, while the standard was 70 FTP rate across the company.

Prevented fraud by implementing and developing risk controls across Latin America.
Executed investigations and enforced compliance with local and global regulations.
Trained employees on policies regarding customer support and KYC procedures.
Monitored client databases for suspicious activity, designing preventive policies accordingly.
Engaged with local and international regulators, particularly in Gibraltar.
Managed compliance tasks for both traditional finance and cryptocurrency sectors.
Adapted methodologies to suit specific requirements of each financial sector.

Conducted thorough reviews of internal policies and procedures to identify compliance gaps and recommend improvements.

Monitored changes in legislation and industry standards, providing updates to staff to maintain compliance awareness.

• Managed compliance activities regarding regulatory standards, anti-money laundering and CFT measures, and KYC in Latin America with emphasis on Argentina, Uruguay, Brazil, Central America, and Mexico. Engaged with audit and compliance teams at branch level. Updated commercial teams on regulatory changes to facilitate transactional profile development.
• Collaborated with cross-functional teams to ensure adherence to AML regulations and internal policies.
• Conducted thorough risk assessments to identify potential compliance issues within client portfolios.
• Reviewed and analysed customer data to detect suspicious activities and potential money laundering risks.

• Monitored assigned cases across multiple monitoring databases to ensure compliance with regulations.
• Conducted internal audits to assess adherence to information security standards.
• Managed documentation control to align with legal requirements in Europe, Middle East, and Africa.
• Collaborated with regulators and auditors in Italy, Portugal, Spain, United Kingdom, and Ireland.
• Oversaw information security tasks within compliance department, focusing on cybersecurity measures.
• Directed agents located in Accenture service centres abroad to maintain operational efficiency.
• Conducted comprehensive risk assessments to identify vulnerabilities in information security protocols.
• Assisted in the preparation of documentation for audits and compliance reviews to ensure thorough evaluations.