Caio Garcia
Miami,FL
Summary
Hardworking and strategic Senior Audit Manager with almost 10 years of experience with Financial Service companies. Provides professional audit and assurance services in accordance with US and International standards in respect of financial reports prepared under IFRS and USGAAP. My professional experience was obtained through number of senior positions held in different jurisdictions, including being a Senior Manager in KPMG Brazil for the second and third largest bank in the country where he led the SOX audit and Senior Manager in KPMG US where he led integrated audits in USGAAP.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Senior Audit Manager
KPMG, LLP, Financial Services Assurance
10.2023 - Current
- Enhanced audit efficiency by implementing risk-based audit strategies and procedures.
- Streamlined audit processes for improved accuracy and timeliness of financial reporting.
- Led a team of auditors, fostering a collaborative environment that promoted growth and professional development.
- Managed complex audits from planning to completion, ensuring timely delivery of high-quality reports.
- Collaborated with cross-functional teams to identify process improvements and enhance internal control systems.
- Mentored junior auditors in best practices, fostering a culture of continuous learning and improvement within the department.
- Assisted in developing annual budgets by providing insights into past performance trends and future projections.
- Evaluated the effectiveness of company-wide governance processes through regular assessments and recommendations for improvements.
- Implemented audit software solutions to automate data analysis tasks and improve overall productivity levels.
- Analyzed complex client problems and generated targeted solutions that resolved outstanding issues while enhancing client business positions.
Audit Manager
KPMG, LLP, Financial Services Assurance
12.2022 - 09.2023
- Enhanced audit efficiency by streamlining processes and implementing new auditing software.
- Reduced financial discrepancies through thorough analysis of company financial statements and records.
- Managed a team of auditors, ensuring accurate and timely completion of audit projects.
- Implemented risk-based auditing strategies, resulting in better identification of potential issues.
- Developed comprehensive audit plans outlining scope, goals, timelines, and resource requirements for each project.
- Led cross-functional teams in complex audits, ensuring seamless collaboration between departments.
- Improved client relations by maintaining open lines of communication and addressing concerns promptly.
- Mentored junior auditors, aiding in their professional development and fostering a positive work environment.
- Provided valuable insights to senior management on potential business risks identified during audits.
Senior Audit Manager
KPMG Brazil
10.2021 - 11.2022
- Enhanced audit efficiency by implementing risk-based audit strategies and procedures.
- Streamlined audit processes for improved accuracy and timeliness of financial reporting.
- Led a team of auditors, fostering a collaborative environment that promoted growth and professional development.
- Managed complex audits from planning to completion, ensuring timely delivery of high-quality reports.
- Provided expert advice to management on accounting policies, financial reporting, and regulatory compliance matters.
- Mentored junior auditors in best practices, fostering a culture of continuous learning and improvement within the department.
- Presented key findings from audits to senior management, offering actionable insights for enhancing operational efficiency.
- Contributed to organizational success by sharing audit expertise and knowledge with colleagues and cross-functional teams.
- Conducted strategic and technical reviews to verify compliance with quality control standards, schedule constraints and budget parameters.
- Participated in billing and collections operations to facilitate client payment of overdue invoices.
Audit Manager
KPMG Brazil
10.2019 - 09.2021
- Enhanced audit efficiency by streamlining processes and implementing new auditing software.
- Reduced financial discrepancies through thorough analysis of company financial statements and records.
- Managed a team of auditors, ensuring accurate and timely completion of audit projects.
- Collaborated with management to develop actionable recommendations for improving internal controls and processes.
- Improved client relations by maintaining open lines of communication and addressing concerns promptly.
- Led cross-functional teams in complex audits, ensuring seamless collaboration between departments.
- Increased departmental efficiency through strategic allocation of resources and workload distribution among team members.
- Identified areas where cost savings could be achieved by analyzing expense reports and recommending budget adjustments.
- Mentored junior auditors, aiding in their professional development and fostering a positive work environment.
- Participated in billing and collections operations to facilitate client payment of overdue invoices.
Supervising Senior Auditor
KPMG Brazil
10.2018 - 09.2019
- Enhanced audit efficiency by streamlining and automating audit processes.
- Reduced risk exposure through comprehensive internal control assessments and recommendations for improvements.
- Managed a team of junior auditors, ensuring timely completion of audit assignments and high-quality work.
- Improved client satisfaction by maintaining transparent communication and promptly addressing concerns during the auditing process.
- Developed tailored audit plans to address each client''s specific needs and risks, resulting in more effective audits.
- Completed audit engagements on time and within budget, ensuring client satisfaction and repeat business opportunities.
- Increased audit accuracy by implementing data analytics tools to identify patterns, trends, and anomalies in financial data.
- Collaborated with cross-functional teams to ensure seamless integration of audit findings into business processes for improved operations.
- Provided insightful recommendations for process improvements, resulting in increased efficiency and cost savings for clients.
- Promoted collaboration among team members by organizing regular meetings to discuss ongoing projects, challenges faced, and learnings acquired from previous engagements.
Senior Audit Associate
KPMG Brazil
10.2016 - 09.2018
- Improved audit efficiency by streamlining processes and implementing new software tools.
- Enhanced client relationships through consistent communication and timely response to inquiries.
- Conducted thorough financial statement audits for various industries, ensuring accurate reporting and compliance with regulations.
- Identified potential risk areas and provided recommendations to mitigate risks, protecting clients from potential financial loss.
- Collaborated with cross-functional teams to ensure comprehensive audit coverage and minimize duplication of efforts.
- Mentored junior associates in audit procedures and techniques, fostering a positive learning environment for professional growth.
- Assisted in the development of audit plans to address high-risk areas, improving overall effectiveness of audits conducted.
- Maintained up-to-date knowledge of accounting principles and industry standards, providing expert guidance during audits.
Education
MBA - Finance
IBMEC
Brasilia06.2018
Bachelor of Accountancy - Accounting
Universidade De Brasilia
Brasilia, BR07.2016
Skills
- Data Analytics
- Audit Committee
- Investment Management
- Client Relationship Management
- Internal Controls
- SOX Compliance
- Annual Audit Plans
- Risk Management
- FASB Standards
- Time Management
- Conflict Resolution
- Performance Metrics
- Critical Thinking
- Industry Knowledge
- Continuous Improvement
- Ethical Standards
- Technical Expertise
- Report Writing
- Strategic Planning
- Problem Solving
- Project Management
- Resource Allocation
- Financial Statement Review
- International Accounting Standards
- SOX
- PCAOB Audits
- ISA
Certification
- CNAI QTG
- CNAI BACEN
- CNAI CVM
- CNAI PREVIC
- CRC
Languages
Portuguese
Native or Bilingual
English
Full Professional
Spanish
Professional Working
Timeline
Senior Audit Manager
KPMG, LLP, Financial Services Assurance
10.2023 - Current
Audit Manager
KPMG, LLP, Financial Services Assurance
12.2022 - 09.2023
Senior Audit Manager
KPMG Brazil
10.2021 - 11.2022
Audit Manager
KPMG Brazil
10.2019 - 09.2021
Supervising Senior Auditor
KPMG Brazil
10.2018 - 09.2019
Senior Audit Associate
KPMG Brazil
10.2016 - 09.2018
MBA - Finance
IBMEC
Bachelor of Accountancy - Accounting
Universidade De Brasilia
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