Caleb Degitz
Naples
Summary
Series 7 licensed Client Associate with a strong track record in managing over $300MM in client assets. Expertise in coordinating comprehensive financial planning and delivering high-touch client service, ensuring compliance and operational precision. Aiming to transition into an Associate Financial Advisor role focused on holistic planning and long-term client relationships.
Overview
2
2
years of professional experience
1
1
Certification
Work History
Registered Client Associate & Trading Support Specialist
Clarity Wealth Management
Naples
01.2024 - 01.2025
- Supported financial advisors in managing $300MM+ in client assets, assisting with portfolio implementation, client servicing, and planning coordination.
- Acted as a primary point of contact for high-net-worth clients, handling account requests, distributions, and ongoing service needs with a high level of responsiveness.
- Coordinated client onboarding, account maintenance, and asset transfers across custodians and CRM systems.
- Assisted in preparation of client review meetings, including performance reporting and planning materials.
- Partnered with advisors to align investment activity with client goals, tax considerations, and financial plans.
- Processed trades, rebalancing activity, and distributions with strict adherence to compliance standards.
- Managed RMD processing and retirement distributions, ensuring accuracy and regulatory compliance.
- Supported discussions around retirement income, distributions, and long-term planning strategies.
- Ensured IRS compliance while maintaining client confidentiality.
- Advised clients on proactive tax planning strategies to optimize future filings and improve long-term financial outcomes.
Tax Preparer
Jackson Hewitt Tax Service
Naples
01.2023 - 01.2024
- Advised clients on proactive tax planning strategies to enhance future filings.
- Optimized deductions and credits to maximize client refunds.
- Prepared individual and state federal income tax returns while ensuring IRS compliance.
Education
Bachelor of Science - Economics, Pure Mathematics
Southeast Missouri State University
St. Louis, MO01-2023
Skills
- Financial planning support
- Wealth management operations
- High-net-worth service
- Retirement planning
- Investment coordination
- Estate distributions
- Client relationship management
- Registered CFP candidate
- Financial planning software (eMoney)
- Database reporting
- Financial reporting
- Data analysis tools
- Spreadsheet optimization
- Microsoft Office suite
- Google Workspace (Docs, Slides, Calendar)
Certification
- FINRA Series 7 - General Securities Representative
- FINRA Securities Industry Essentials (SIE)
- Actively pursuing CFP certification
Languages
- English, Fluent
- Spanish, Conversational
Timeline
Registered Client Associate & Trading Support Specialist
Clarity Wealth Management
01.2024 - 01.2025
Tax Preparer
Jackson Hewitt Tax Service
01.2023 - 01.2024
Bachelor of Science - Economics, Pure Mathematics
Southeast Missouri State University