CALEB HUGHES
Summary
Detail-oriented Compliance Manager with 6 years of expertise in risk management, policy development, and strategic planning. Advanced knowledge of regulatory compliance, proven track record of partnering with executives and business leaders to identify vulnerabilities and implement effective corrective actions. Collaborative and team-oriented approach, combined with excellent communication and interpersonal skills, fosters strategic partnerships and enhances company reputation.
Overview
9
9
years of professional experience
Work History
Compliance Manager
THE STEPPING STONES GROUP
2023.06 - Current
- Developing and implementing policies to ensure compliance with laws and regulations, conducting regular audits to identify potential risks, assessing compliance risks, creating mitigation strategies, training staff on compliance procedures, maintaining compliance records, and communicating with regulatory bodies to ensure adherence to external standards.
Compliance Team Lead
THE STEPPING STONES GROUP
2021.01 - 2023.06
- Develop internal company policies and see that they are respected.
- Make sure the organization has a clearly defined program for complying with the country’s laws.
- Constantly report to management concerning the organization’s compliance with laws and regulations.
- Take action in dealing with noncompliance situations, creating realistic plans to overcome them.
Human Resources Specialist
THE STEPPING STONES GROUP
2018.01 - 2021.06
- Recruit, screen, and place workers
- Assistance in licensing, credentials, and associated requirements for any given position
Store Manager
THE WORKWEAR STORE/CARHARTT
2017.01 - 2018.01
- Managing employees of two stores (The Workwear Store and The Workwear Store FR)
- Tracking inventory and sales
- Analyzing merchandise needs and restocking floor accordingly
- Payroll, loss prevention, interviewing, hiring, and training of new hires, as well as termination of employees
Assistant Sales Manager
AEROPOSTALE
2016.01 - 2017.01
- Managing store employees and handling employee paperwork to ensure company policy guidelines are adhered to
- Handling cash and daily receipts while maintaining safe financial procedures, as well as making deposits to the bank
- Organization and inventory of stock room and store layout
Education
Audio Engineering - Audio Engineering
The Conservatory For Recording Arts And Sciences
Gilbert, AZ2015-01
Business And Journalism
University of Northern Colorado
Greeley, COSkills
- Regulatory examinations
- Document reviews
- Regulatory compliance oversight
- Quality controls
- System management
- Conducting investigations
- Internal auditing
- System development
- SOP writing
Timeline
Compliance Manager
THE STEPPING STONES GROUP
2023.06 - Current
Compliance Team Lead
THE STEPPING STONES GROUP
2021.01 - 2023.06
Human Resources Specialist
THE STEPPING STONES GROUP
2018.01 - 2021.06
Store Manager
THE WORKWEAR STORE/CARHARTT
2017.01 - 2018.01
Assistant Sales Manager
AEROPOSTALE
2016.01 - 2017.01
Audio Engineering - Audio Engineering
The Conservatory For Recording Arts And Sciences
Business And Journalism
University of Northern Colorado