Summary
Overview
Work History
Education
Skills
Affiliations
Languages
References
Timeline
Generic

Carol Swindell

Abilene,TX

Summary

Experienced in financial analysis and auditing, with a strong grasp of accounting and financial reporting. Proficient in minimizing risks and ensuring compliance with financial laws. Adept at improving processes and leading teams effectively. Bilingual with excellent communication skills.

Overview

7
7
years of professional experience

Work History

Assurance Senior 1

Condley and Company, L.L.P
Abilene, TX
05.2022 - Current
  • Conducted comprehensive financial analysis to inform strategic recommendations.
  • Interacted regularly with clients to discuss audit progress, findings, and recommendations.
  • Resolved financial document discrepancies through detailed investigation and solution formulation.
  • Reviewed client documentation including contracts, invoices, bank statements.
  • Ensured organizational compliance by monitoring regulatory changes.
  • Enhanced operational efficiency by strategizing departmental assessments.
  • Reviewed and evaluated internal control systems, financial records, and accounting systems to ensure accuracy of information.
  • Performed regular reviews of the company's operations for compliance with laws and regulations.
  • Conducted risk assessments to identify potential areas of fraud or non-compliance.
  • Ensured timely completion of all assigned tasks within set deadlines.
  • Prepared detailed audit workpapers for review by senior auditors.
  • Advised on internal control enhancements for optimized business processes.
  • Drafted reports summarizing audit results while highlighting any irregularities or inconsistencies found during the process.
  • Collaborated closely with other team members to develop effective audit plans.
  • Maintained confidentiality of company information obtained in audit assignments.
  • Conducted financial audits to ensure compliance with generally accepted accounting principles (GAAP) and international financial reporting standards (IFRS).
  • Conducted audits on internal controls and developed reports on findings.
  • Researched changes in laws to maintain adherence to financial regulations.
  • Participated in training sessions designed to keep abreast of changes in regulations and industry trends.
  • Monitored progress against budgeted hours throughout engagements while maintaining quality assurance standards.
  • Coordinated team members' activities throughout the engagement process from planning through completion stages.
  • Made recommendations to resolve compliance audit findings.

Loan Processor

Loan Depot
Ontario, CA
01.2020 - 04.2022
  • Gather and analyze several stipulations through loan approval, while preparing, validating, and delivering all revised loan estimates and interim disclosures
  • Manage and maintain end-to-end processes of purchase / refinance, CalHFA purchase / refinance, bond purchase, HECM reverse mortgage for purchase / refinance, and builder new construction purchase
  • Maintain complete compliance with TRID and TILA-RESPA regulatory standards
  • Serve as liaison between Title, Sales, Funding, Escrow, and Borrowers to ensure seamless workflow.

Central Doc Prep

First Financial Bank
Abilene, TX
01.2018 - 01.2020
  • Craft and compile accurate loan documents in adherence to company's policy and loan approval
  • Analyzed loan documents to ensure accuracy, completeness, and compliance with laws, regulations, and bank policy
  • Participated in training and seminars to stay well-informed of current issues and regulations.

Education

Master of Science in Accounting -

Purdue University Global
Davenport, IA
10-2020

Bachelor of Science in Accounting -

Kaplan University / Purdue Global
Davenport, IA
01.2018

Undergrad and Nursing Courses -

Hardin Simmons University
Abilene, TX

Skills

  • Financial Reporting
  • Risk Management
  • GAAP and IFRS Compliance
  • Team Coordination
  • Microsoft Office Suite Proficiency
  • Accounting Principles
  • Loan Processing
  • Debt Management
  • Financial Auditing
  • Credit Analysis
  • Regulatory Compliance
  • Cross-functional Collaboration
  • Internal Controls
  • Ethical standards
  • Critical thinking abilities
  • Research and analysis
  • Problem-solving capabilities
  • Employee Development
  • Adaptability and Flexibility
  • Continuous Improvement
  • Time Management

Affiliations

  • AICPA
  • TXCPA
  • Abilene Young Professionals
  • Mentors Care
  • Professional Development Sub-Committee Member

Languages

English
Native/ Bilingual
Spanish
Native/ Bilingual

References

References available upon request.

Timeline

Assurance Senior 1

Condley and Company, L.L.P
05.2022 - Current

Loan Processor

Loan Depot
01.2020 - 04.2022

Central Doc Prep

First Financial Bank
01.2018 - 01.2020

Master of Science in Accounting -

Purdue University Global

Bachelor of Science in Accounting -

Kaplan University / Purdue Global

Undergrad and Nursing Courses -

Hardin Simmons University

Similar Profiles

CREATE PROFILE
Carol Swindell