Summary
Overview
Work History
Education
Skills
Certification
Timeline
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Carson Humphrey

Tampa,FL

Summary

Experienced Financial Advisor with a background in investment strategies and client relationship management. Skilled in navigating clients through financial environments to meet long-term objectives. Proficient in portfolio analysis and risk assessment, utilizing analytical abilities and clear communication to establish trust and achieve desired outcomes.

Overview

5
5
years of professional experience
2
2
Certification

Work History

Investment Counselor

Fisher Investments
06.2024 - Current
  • 1. Serving clients at a personal level while being the liaison between our Investment Policy Committee (IPC) and our US clients
  • 2. Connect with clients to review their asset allocation and ensure we are on the right track towards their long-term financial goals
  • 3. Build trusting relationships with clients and educate them on our top-down portfolio strategy, their investments and important market events
  • 4. Respond and manage client communication while working directly with internal departments to fulfill client operational requests
  • 5. Build comprehensive financial plans and create actionable next steps to assist clients in reaching their long term goals

Workplace Planning Consultant

Fidelity Investments
10.2022 - 06.2024
  • As a Workplace Planning Consultant it is my job to assist current Fidelity clients in maximizing their investment potential and looking to gain more information on their long term investment goals. This position is a Series 7 and 66 licensed role.

Plan Consultant

401GO
05.2022 - 10.2022
  • I am on the Business to Business growth team working to expand our current platform and its users. This includes traveling to conferences to present our platform, reaching out to small business owners, and assisting current members on our 401k platform.

Corporate FX Advisor

GPS Capital Markets
11.2021 - 05.2022
  • At GPS Capital Markets we help companies across the world mitigate and manage their foreign exchange risk. As an advisor we communicate current exchange rates, market fluctuations, risk management etc. with our clients.

Monitoring Training Specialist

VIVINT Smart Home
11.2020 - 12.2021
  • As a monitoring specialist I handled high intensity situations and assisted customers when a possible break in could be occurring and was there to dispatch the police when it was deemed necessary. I also trained new hires on the Vivint monitoring curriculum.

Education

Entrepreneurial Studies

Utah Valley University
Orem, UT
05.2021

Skills

  • Communications

  • Team Building

  • Training & Development

  • CRM Software

  • Risk Management

  • Retirement planning

  • Portfolio management

  • Wealth management

  • Financial planning

  • Equity research

Certification

  • Securities Industry Essentials
  • Series 7TO - General Securities Representative Examination
  • Series 66 - Uniform Combined State Law Examination

Timeline

Investment Counselor

Fisher Investments
06.2024 - Current

Workplace Planning Consultant

Fidelity Investments
10.2022 - 06.2024

Plan Consultant

401GO
05.2022 - 10.2022

Corporate FX Advisor

GPS Capital Markets
11.2021 - 05.2022

Monitoring Training Specialist

VIVINT Smart Home
11.2020 - 12.2021

Entrepreneurial Studies

Utah Valley University

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