Casey Mattox

The Cabana Group

Fayetteville, AR

08.2022 - Current

Provide fiduciary investment recommendations and financial planning to individuals and business clients.
Create customized financial plans using eMoney and other planning tools to align client goals with actionable strategies.
Experienced in selling annuities and MYGAs (Multi-Year Guaranteed Annuities) to help clients secure guaranteed income and preserve capital.
Maintain client relationships and workflows using Redtail CRM.
Update and reconcile performance and AUM data across Morningstar and Informa platforms to ensure accurate reporting and analysis.
Manage and rebalance portfolios totaling $[X]M+ with a focus on growth and tax efficiency.
Conduct reviews with clients to ensure portfolios align with goals and risk profiles.
Maintain SEC/state compliance and deliver required disclosures.
Oversaw end-to-end implementation and ongoing management of a new Pooled Employer Plan (PEP).
Managed timelines, deliverables, and cross-functional teams during launch and onboarding.
Coordinated with recordkeepers, TPAs, and fiduciaries to ensure DOL/IRS and ERISA compliance.
Developed onboarding workflows, transitioned assets and participant data from legacy plans.
Served as primary contact for adopting employers, advisors, and service providers.
Facilitated regular stakeholder updates, maintained communication frameworks and SOPs.
Delivered training sessions and created scalable playbooks to support PEP growth.

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