Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Cathy Karpowicz

NJ

Summary

Compliance professional with history of ensuring organizational adherence to regulatory standards. Adept at designing and implementing compliance frameworks that support business objectives. Known for strong collaboration with cross-functional teams and adapting to evolving regulatory landscapes. Key skills include risk assessment and regulatory reporting.

Overview

25
25
years of professional experience
1
1
Certification

Work History

Compliance Officer

Greater Mental Health of New York
01.2024 - Current
  • Ensures compliance with relevant laws, regulations, and industry standards
  • Develops and maintains policies and procedures to support compliance efforts
  • Conducts regular compliance assessments and audits to identify and address potential risks
  • Develops, updates, and communicates policies and procedures to ensure compliance with applicable laws and regulations
  • Collaborates with various departments to implement and integrate compliance measures into daily operations
  • Conducts regular risk assessments to identify potential areas of compliance vulnerability and risk
  • Develops strategies to mitigate identified risks and ensure proactive compliance measures are in place
  • Provides training sessions for employees to raise awareness of compliance issues and promote a culture of ethics and integrity
  • Stays informed about changes in laws and regulations to update training programs accordingly
  • Regularly reviews and monitors company operations to ensure compliance with applicable laws and regulations
  • Conducts internal audits to identify and rectify non-compliance issues and recommend improvements
  • Prepares regular reports for the Executive Team and the Board of Directors detailing the status of compliance within the organization
  • Maintains accurate and up-to-date documentation of compliance activities, policies, and procedures
  • Conducts investigations in response to alleged violations of rules, regulations, policies, or procedures
  • Collaborates with legal counsel and other departments during investigation, if needed
  • Fosters a culture of compliance and ethics awareness across the organization
  • Works closely with various departments, including finance, human resources, and operations, to ensure a comprehensive approach to compliance
  • Fosters open communication channels to address compliance concerns and provide guidance
  • Stays abreast of changes in laws and regulations in the industry
  • Proposes and implements improvements in the compliance program based on evolving regulatory requirements

Senior Director of Compliance and Risk Management

Greater Mental Health of New York
04.2018 - 12.2023
  • Monitored federal and state laws for necessary updates to organization policies and procedures
  • Monitored, and, as necessary, coordinated compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends
  • Provided strategic level input to Corporate Compliance Officer for use in decision making
  • Managed all credentialing of providers and sites
  • Liaison to agency attorney, insurance company, MCOs and regulatory bodies
  • Developed, initiated, maintained and revised policies and procedures for the general operation of the compliance program and its related activities to prevent illegal, unethical, or improper conduct
  • Collaborated with Human Resources and Training Department to support the development of effective health care compliance, education and training
  • Updated and reviewed Notice of Privacy Practices, Release of Information forms, HIPAA Breach and Notification & Reporting, FWA Investigation & Reporting, Subpoena/Testimony Requests
  • Developed and oversaw medical requests and and releases including tracking and managing subpoena requests
  • Tracked, investigated, and closed privacy, fraud, waste or abuse incidents
  • Provided relevant and regular internal and external compliance and integrity reporting
  • Led Clinical Utilization Review Team
  • Led Incident Management Team

Program Coordinator & Independent Third-Party Reviewer

Greater Mental Health of New York
04.2005 - 04.2018

Program Coordinator

  • Supervised staff and program services
  • Identified Westchester County foster care cases due for Service Plan Reviews, reviewed and submitted compliance documents, data collection and statistical entry
  • Identified on-going staff training needs, coordination of guest speakers and other training opportunities
  • Attended quarterly meetings with Department of Social Service administration to discuss trends
  • Managed fiscal responsibilities of the program, including monthly, quarterly and annual narrative and budget reporting

Independent Third Party Reviewer

  • Audited Westchester County Department of Social Service files for children in the county's foster care system
  • Monitored casework contacts, progress note documentation and paperwork compliance for the White Plains, New York, Peekskill, New York and Child Welfare Training Division offices
  • Facilitated and mediated Service Plan Reviews for children and adolescents in foster care by bringing together children, foster parents, biological parents and treatment providers in a safe and productive meeting space
  • Reviewed permanency goals and assess progress towards those goals for each child in foster care
  • Compiled written reports documenting issues of compliance, treatment plans and permanency goals

Family Specialist

Family Services of Westchester
01.2004 - 04.2005
  • Conducted weekly home visits to therapeutic foster parents and seriously emotionally disturbed therapeutic foster children
  • Testified at court hearings concerning extensions of foster care placements and terminations of parental rights
  • Maintained accurate and detailed records on each child/adolescent
  • Provided the Department of Social Services with quarterly risk assessments for each child, which detailed his or her treatment plan and goals
  • Provided support, guidance and counseling to therapeutic foster families, therapeutic foster children and biological families
  • Coordinated services for children and families by linking them with appropriate community agencies and programs

Social Service Specialist

Bergen County Head Start
04.2001 - 12.2003
  • Supervised staff of 11 Family Advocates, Intake Officer and Parent Involvement Coordinator
  • Provided crisis intervention to pre-school children and their families through home visits and referrals
  • Prepared and implemented annual recruitment plan
  • Continuously collaborated with community agencies to provide the most appropriate services for families
  • Prepared monthly reports summarizing community needs and demographics
  • Prepared and conducted intakes for new families
  • Co-facilitated the 'Active Parenting Now' curriculum that focused on effective parenting techniques

Managing Director

The Huntington Learning Center
05.2000 - 04.2001
  • Was 'right-hand' of center director; supervised approximately 15 tutors
  • Tested children and analyzed their academic strengths and weaknesses
  • Conducted intakes for new students and parents after developing a tutoring plan for students
  • Provided tutoring in SAT preparation and all levels of K-12 education
  • Managed fiscal reports and tuition for the center

Education

Master of Arts - Social Work

Fordham University

Bachelor of Arts - Criminal Justice And English

Temple University

Skills

  • Compliance monitoring
  • Document review
  • Auditing processes
  • Internal audits
  • Ethics management
  • Regulations enforcement

Certification

Licensed Master of Social Work (NY License 074787)

Certified School Social Worker (NY)

Seminar in Field Instruction (SIFI) Certified

Timeline

Compliance Officer

Greater Mental Health of New York
01.2024 - Current

Senior Director of Compliance and Risk Management

Greater Mental Health of New York
04.2018 - 12.2023

Program Coordinator & Independent Third-Party Reviewer

Greater Mental Health of New York
04.2005 - 04.2018

Family Specialist

Family Services of Westchester
01.2004 - 04.2005

Social Service Specialist

Bergen County Head Start
04.2001 - 12.2003

Managing Director

The Huntington Learning Center
05.2000 - 04.2001

Licensed Master of Social Work (NY License 074787)

Certified School Social Worker (NY)

Seminar in Field Instruction (SIFI) Certified

Master of Arts - Social Work

Fordham University

Bachelor of Arts - Criminal Justice And English

Temple University
Cathy Karpowicz