Summary
Overview
Work History
Education
Skills
Certification
Timeline
Generic

Cathy Karpowicz, LMSW

NYC Metro Area

Summary

Dynamic Compliance & Privacy Officer with extensive experience, excelling in monitoring and ethics management. Proven track record in conducting internal audits and investigations, fostering a culture of integrity, and implementing effective compliance strategies. Adept at navigating complex regulations while enhancing organizational policies and procedures.

Overview

25
25
years of professional experience
1
1
Certification

Work History

Compliance & Privacy Officer

Greater Mental Health of New York
01.2024 - Current
  • Ensures compliance with relevant laws, regulations, and industry standards
  • Develops and maintains policies and procedures to support compliance and privacy efforts
  • Conducts regular compliance and privacy assessments, and audits to identify and address potential risks.
  • Collaborates with various departments to implement and integrate compliance and privacy measures into daily operations.
  • Conducts regular risk assessments to identify potential areas of compliance, privacy vulnerability, and risk.
  • Develops strategies to mitigate identified risks and ensure that proactive compliance measures are in place.
  • Provides employee training to raise awareness of compliance issues, and promote a culture of ethics and integrity.
  • Conducts internal audits to identify and rectify non-compliance issues, and recommend improvements.
  • Prepares regular reports for the Executive Team and the Board of Directors, detailing the status of compliance within the organization
  • Conducts investigations in response to alleged violations of rules, regulations, policies, or procedures.
  • Collaborates with legal counsel and other departments during the investigation, if needed.
  • Fosters a culture of compliance and ethics awareness across the organization.
  • Works closely with various departments, including finance, human resources, and operations, to ensure a comprehensive approach to compliance. and privacy
  • Fosters open communication channels to address compliance concerns, and provide guidance.
  • Stays abreast of changes in laws and regulations in the industry.

Senior Director of Compliance and Risk Management

Greater Mental Health of New York
04.2018 - 12.2023
  • Monitored federal and state laws for necessary updates to organization policies and procedures
  • Monitored, and, as necessary, coordinated compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends
  • Provided strategic level input to Corporate Compliance Officer for use in decision making
  • Managed all credentialing of providers and sites
  • Liaison to agency attorney, insurance company, MCOs and regulatory bodies
  • Developed, initiated, maintained and revised policies and procedures for the general operation of the compliance program and its related activities to prevent illegal, unethical, or improper conduct
  • Collaborated with Human Resources and Training Department to support the development of effective health care compliance, education and training
  • Updated and reviewed Notice of Privacy Practices, Release of Information forms, HIPAA Breach and Notification & Reporting, FWA Investigation & Reporting, Subpoena/Testimony Requests
  • Developed and oversaw medical requests and and releases including tracking and managing subpoena requests
  • Tracked, investigated, and closed privacy, fraud, waste or abuse incidents
  • Provided relevant and regular internal and external compliance and integrity reporting
  • Led Clinical Utilization Review Team
  • Led Incident Management Team

Program Coordinator & Independent Third-Party Reviewer

Greater Mental Health of New York
04.2005 - 04.2018

Program Coordinator

  • Supervised staff and program services
  • Identified Westchester County foster care cases due for Service Plan Reviews, reviewed and submitted compliance documents, data collection and statistical entry
  • Identified on-going staff training needs, coordination of guest speakers and other training opportunities
  • Attended quarterly meetings with Department of Social Service administration to discuss trends
  • Managed fiscal responsibilities of the program, including monthly, quarterly and annual narrative and budget reporting

Independent Third Party Reviewer

  • Audited Westchester County Department of Social Service files for children in the county's foster care system
  • Monitored casework contacts, progress note documentation and paperwork compliance for the White Plains, New York, Peekskill, New York and Child Welfare Training Division offices
  • Facilitated and mediated Service Plan Reviews for children and adolescents in foster care by bringing together children, foster parents, biological parents and treatment providers in a safe and productive meeting space
  • Reviewed permanency goals and assess progress towards those goals for each child in foster care
  • Compiled written reports documenting issues of compliance, treatment plans and permanency goals

Family Specialist

Family Services of Westchester
01.2004 - 04.2005
  • Conducted weekly home visits to therapeutic foster parents and seriously emotionally disturbed therapeutic foster children
  • Testified at court hearings concerning extensions of foster care placements and terminations of parental rights
  • Maintained accurate and detailed records on each child/adolescent
  • Provided the Department of Social Services with quarterly risk assessments for each child, which detailed his or her treatment plan and goals
  • Provided support, guidance and counseling to therapeutic foster families, therapeutic foster children and biological families
  • Coordinated services for children and families by linking them with appropriate community agencies and programs

Social Service Specialist

Bergen County Head Start
04.2001 - 12.2003
  • Supervised staff of 11 Family Advocates, Intake Officer and Parent Involvement Coordinator
  • Provided crisis intervention to pre-school children and their families through home visits and referrals
  • Prepared and implemented annual recruitment plan
  • Continuously collaborated with community agencies to provide the most appropriate services for families
  • Prepared monthly reports summarizing community needs and demographics
  • Prepared and conducted intakes for new families
  • Co-facilitated the 'Active Parenting Now' curriculum that focused on effective parenting techniques

Managing Director

The Huntington Learning Center
05.2000 - 04.2001
  • Was 'right-hand' of center director; supervised approximately 15 tutors
  • Tested children and analyzed their academic strengths and weaknesses
  • Conducted intakes for new students and parents after developing a tutoring plan for students
  • Provided tutoring in SAT preparation and all levels of K-12 education
  • Managed fiscal reports and tuition for the center

Education

Master of Arts - Social Work

Fordham University
New York, NY

Bachelor of Arts - Criminal Justice And English

Temple University
Philadelphia, PA

Skills

  • Compliance & privacy monitoring
  • Document review
  • Auditing processes
  • Internal audits
  • Ethics management
  • Regulations enforcement
  • Investigations skills

Certification

Licensed Master of Social Work (NY License 074787)

Certified School Social Worker (NY)

Seminar in Field Instruction (SIFI) Certified

Timeline

Compliance & Privacy Officer

Greater Mental Health of New York
01.2024 - Current

Senior Director of Compliance and Risk Management

Greater Mental Health of New York
04.2018 - 12.2023

Program Coordinator & Independent Third-Party Reviewer

Greater Mental Health of New York
04.2005 - 04.2018

Family Specialist

Family Services of Westchester
01.2004 - 04.2005

Social Service Specialist

Bergen County Head Start
04.2001 - 12.2003

Managing Director

The Huntington Learning Center
05.2000 - 04.2001

Master of Arts - Social Work

Fordham University

Bachelor of Arts - Criminal Justice And English

Temple University