Meticulous and knowledgeable Compliance Manager with a 14-year record of success in policy development, program management, risk mitigation and operational planning. Proficient in maintaining regulatory compliance and correcting systemic issues in collaboration with business managers. Team-focused, consistent and diplomatic with a focus on building strategic alliances and enhancing company standing.
Overview
22
22
years of professional experience
1
1
Certification
Work History
Risk and Compliance Manager
Sanitas Medical Center TN market
09.2021 - Current
Develop and oversee the ongoing management of the Sanitas Medical Center compliance and quality program for the 9 Medical Centers in the TN market
Perform investigations related to potential compliance violations, or compliance concerns, clinical risk management issues, Quality complaints
PCMH accreditation oversight and compliance with standards
Quality Improvement Metrics oversight
Reporting to the Board of Directors
External audit oversight
Monitor applicable laws, regulations, federal and state regulatory requirements
Ensure operations implements new laws, regulations, federal and state regulatory requirements
Maintaining Collaborative Agreements between NP/PA and Supervising Medical Doctors.
Collaborated with legal counsel to ensure that operational activities are compliant with regulatory requirements.
Provided guidance on complex regulatory issues to senior management and other departments.
Developed and implemented policies and procedures to ensure compliance with applicable laws, regulations, standards, and best practices.
Advised management on best practices in compliance-related matters.
Drafted reports summarizing findings from audit reviews and investigations.
Provided support in responding to inquiries from government agencies.
Responded promptly to complaints received from employees or customers.
Analyzed data gathered from multiple sources for possible breaches of law or policy.
Ensured timely completion of periodic reports required by regulators.
Prepared training materials related to regulatory changes or new policies and procedures.
Conducted risk assessments to identify areas of noncompliance or vulnerability.
Maintained detailed records regarding all activities associated with compliance initiatives.
Developed and implemented compliance policies and procedures.
Assessed the effectiveness of existing processes and procedures related to compliance.
Evaluated proposed changes in laws or regulations that may affect business operations.
Identified gaps in existing controls and recommended corrective actions as needed.
Investigated potential violations of applicable rules and regulations.
Provided guidance on regulatory requirements for business operations.
Worked successfully with diverse group of coworkers to accomplish goals and address issues related to our products and services.
Collaborated with internal departments such as Human Resources, Finance, IT. to ensure compliance with relevant laws and regulations.
Conducted periodic reviews of program operations to ensure compliance with accreditation requirements.
Developed training materials to educate faculty and staff on the importance of accreditation standards.
Sr Compliance Manager- Care Delivery
Kaiser Permanente
07.2017 - 09.2021
Develop and oversee the ongoing management of the Kaiser Permanente Colorado Market compliance program for care delivery -Health Plan and Medical Group
Consult on Compliance Matters to Care Delivery Teams by providing relevant statutory, and regulatory guidelines specific to inquiries from care delivery departments
Respond timely to questions or requests of an urgent nature from care delivery leadership and acts as an internal resource to care delivery and compliance leadership
Research issues as necessary, assessing implication on operations and administrative processes
Perform investigations related to potential compliance violations, or compliance concerns
Function as the compliance partner to regional subject matter experts on national Care Delivery Community of Practice teams
Consult with care delivery departments as they implement initiatives or alter current practices to assure compliance
Collaborate with care delivery and compliance leadership to determine impact of proposed federal and state statutes and regulations on care delivery and medical group operations
Provide feedback to Government Relations and coordinate communication and discovery activities of care delivery matters between Kaiser Permanente legal and outside counsel as required
Develop and oversee the ongoing management of the Kaiser Permanente Colorado (KPCO) Regional compliance program for care delivery
Monitor applicable laws, regulations, federal and state regulatory requirements
Ensure operations implements new laws, regulations, federal and state regulatory requirements
Maintain knowledge of policies and procedures and perform in accordance with the Principles of Responsibility and applicable regulatory requirements, external laws and when appropriate, accreditation standards
Appropriately report observed fraud or abuse
Maintains and supports a culture of compliance, ethics and integrity
Support Revenue Cycle compliance, and serve as consultant for coding, billing, and health information systems issues/concerns
Interim Civil Rights Coordinator for Kaiser Permanente Colorado Market area
Coordinate responses to member concerns for Civil Rights violations, write responses to Office of Civil Rights for any formal complaints.
Provided training and guidance on the organization's policies and procedures related to compliance activities.
Drafted reports outlining audit results, trends, observations, conclusions, and recommendations.
Monitored changes in relevant legislation and regulatory guidance to ensure ongoing compliance with legal requirements.
Assisted in developing strategies to reduce potential risks associated with non-compliance activities.
Collaborated with senior management teams to develop solutions for complex compliance issues.
Accreditation Specialist
Kaiser Permanente
Denver
02.2015 - 07.2017
Performed as functional expert in field within KP of new governmental standards, requirements and regulatory environment to enable region to prepare strategies for future implementation
Worked in collaboration with Medical Group, Regional departments and Program office to ensure high level of performance with regulatory, accreditation and internal requirements and surveys e.g
NCQA, CMS, DOI, DPHE, QHIC and Board of Directors
Key contact for the organization for NCQA and responsible for meeting all required timeframes and deliverables as it relates to NCQA
Ensured that the training activities incorporate all applicable KP policies, local, state and federal laws and regulations, and accreditation standards
Lead cross functional project teams.
PRN Registered Nurse
Maxim Healthcare
01.2012 - 01.2016
Served as a resource person for staff members on assigned shift.
Maintained accurate records of patient assessment data, treatments administered and changes in condition or response to treatment plans.
Communicated effectively with physicians, nurses and other healthcare professionals to coordinate quality patient care.
Contributed significantly toward meeting departmental goals related to customer service satisfaction scores.
Collaborated with multidisciplinary teams from outside agencies when necessary for continuity of care across settings.
Conducted rounds to assess the condition of critical care patients.
Facilitated communication between family members during times of crisis or change in condition status.
Educated families regarding end-of-life decisions, palliative care planning, and other medical procedures as needed.
Demonstrated excellent problem solving skills while managing multiple tasks simultaneously under stressful conditions.
Compliance Auditor
Kaiser Permanente
Denver
04.2013 - 02.2015
Conducted retrospective audits of documentation supporting E&M, CPT and ICD9 codes
Planned and performed comprehensive chart audits to identify operational and regulatory issues related to coding, documentation, and compliance requirements
Ensured complete and accurate data capture in compliance with Federal and State requirements
Provided technical expertise to Regional and local leadership to identify and resolve coding and chart documentation problems impacting the accuracy and consistency of coded data
Entered audit results into National Compliance Office audit tools to support quality assurance process, analysis and training activities
Conducted quality assurance reviews
Identified audit trends and risk areas based on audit findings and data analysis
Assisted in developing and implementing policies and procedures / Compliance Audit Standards to ensure compliance with Federal, State and other regulatory requirements.
Developed audit plans for evaluating compliance with regulatory requirements.
Auditor IV
NATIONAL Compliance
Oakland, CA
04.2011 - 04.2013
Conducted retrospective audits of documentation supporting E&M, CPT and ICD9 codes
Planned and performed comprehensive chart audits to identify operational and regulatory issues related to coding, documentation, and compliance requirements
Ensured complete and accurate data capture in compliance with Federal and State requirements
Provided technical expertise to Regional and local leadership to identify and resolve coding and chart documentation problems impacting the accuracy and consistency of coded data
Entered audit results into National Compliance Office audit tools to support quality assurance process, analysis and training activities
Identified audit trends and risk areas based on audit findings and data analysis
Reviewed analytical data and audit findings to identify coding trends and other risk areas and recommends appropriate action
Mentored and led a group of Clinical and Coding staff.
Registered Nurse
Memorial Medical Center
Modesto, CA
01.2007 - 01.2012
Conducted patient assessments and developed care plans
Collaborated with Charge RN and care team to implement and evaluate care plan effectiveness
Assisted patients with daily activities (lifting, turning, mobilizing)
Monitored vital signs; maintained current documentation
Identified psychological/social conditions to determine travel viability within community
Assisted patient/family members to manage medical equipment outside of home.
Clinical Documentation Consultant Team Lead
Regional Offices
10.2009 - 04.2011
Utilized clinical knowledge & knowledge of coded data for documentation requirements to improve overall pant quality, capture severity, acuity & risk of mortality
Established effective working relationships with the local and regional staff/teams/leadership
Facilitated appropriate clinical documentation to support diagnosis capture and to ensure the level of service rendered to all patients is recorded
Maintained records of productivity and monitored accuracy of Clinical Documentation Consultants
Analyzed and reported productivity and quality assurance data to leadership
Developed tools for staff education in-services
Performed quality assurance analysis of staff member’s work.
Clinical Documentation Consultant
Regional Offices
08.2008 - 10.2009
Utilized clinical knowledge & knowledge of coded data for documentation requirements to improve overall patient quality, capture severity, acuity & risk of mortality
Established effective working relationships with the local and regional staff/teams/leadership
Facilitated appropriate clinical documentation to support diagnosis capture and to ensure the level of service rendered to all patients is recorded
Partnered with representatives in the Business Intelligence Team to develop a web-based tool for the use for the Clinical Review Team
Tool was successfully implemented 1/1/2010.
Continuing Care Coordinator RN
Central Valley HUB
01.2007 - 01.2008
Conducted clinical reviews in collaboration with MDs based on established treatment criteria (vital signs, lab values, pertinent clinical data)
Assisted external/internal health care providers in discharge planning process to triage to alternative care units
Investigated and reported unusual occurrences to Continuing Care Administrator
Coordinated referrals to appropriate agencies/facilities
Partnered with Staff Assistants to create Workplace Safety collateral to build employee awareness on safety goals in Central Valley.
Travel Nurse
01.2004 - 01.2007
Home Health Nurse
Bayada Home Health
01.2003 - 01.2004
Registered Nurse
Wake Forest University Baptist Medical Center
01.2002 - 01.2004
Assisted patient/family members to manage medical equipment outside of home.
Utilized evidence-based practice guidelines when making clinical decisions related to patient care.
Participated in multidisciplinary rounds involving physicians, nurses, social workers and other healthcare professionals.
Assumed charge nurse responsibilities when needed, including delegating tasks to other staff members.
Monitored vital signs including pulse oximetry, blood pressure, temperature and respiration rate.
Provided emotional support for families dealing with difficult diagnoses or life-threatening illnesses.
Evaluated laboratory results to determine patient response to therapy or medication changes.
Assisted physicians with procedures such as intubation, chest tube insertion and central line placement.
Education
Masters of Business Administration - Healthcare Management
American Intercontinental University
01.2010
Bachelors of Business Administration - Healthcare Management