Charles Arfmann
Babylon,NY
Summary
Results-driven Stock Broker known for high productivity and efficient task completion. Possess specialized skills in market analysis, investment strategy formulation, and client portfolio management. Excel in communication, critical thinking, and adaptability, leveraging these soft skills to navigate complex financial landscapes and achieve client objectives.
Overview
20
20
years of professional experience
1
1
Certification
Work History
Financial Consultant
Network 1 Financial
Hauppauge, NY
01.2024 - Current
- Executed buy and sell orders for clients based on their individual needs and objectives.
- Reviewed client portfolios regularly to assess risk levels and make appropriate adjustments.
- Provided advice and recommendations to clients regarding stocks, bonds, mutual funds, and other investments.
- Built strong relationships with customers through excellent customer service.
Financial Consultant
Alexander Capital
Red Bank, NJ
04.2023 - 01.2024
- Executed buy and sell orders for clients based on their individual needs and objectives.
- Reviewed client portfolios regularly to assess risk levels and make appropriate adjustments.
- Provided advice and recommendations to clients regarding stocks, bonds, mutual funds, and other investments.
- Built strong relationships with customers through excellent customer service.
Financial Consultant
Laidlaw & Company
Melville, NY
08.2014 - 04.2023
- Executed buy and sell orders for clients based on their individual needs and objectives.
- Reviewed client portfolios regularly to assess risk levels and make appropriate adjustments.
- Provided advice and recommendations to clients regarding stocks, bonds, mutual funds, and other investments.
- Built strong relationships with customers through excellent customer service.
Financial Consultant
Global Arena Capital
Melville, NY
09.2011 - 08.2014
- Executed buy and sell orders for clients based on their individual needs and objectives.
- Reviewed client portfolios regularly to assess risk levels and make appropriate adjustments.
- Provided advice and recommendations to clients regarding stocks, bonds, mutual funds, and other investments.
- Built strong relationships with customers through excellent customer service.
Financial Consultant
Cape Securities Inc
McDonough, GA
12.2009 - 09.2011
- Executed buy and sell orders for clients based on their individual needs and objectives.
- Reviewed client portfolios regularly to assess risk levels and make appropriate adjustments.
- Provided advice and recommendations to clients regarding stocks, bonds, mutual funds, and other investments.
- Built strong relationships with customers through excellent customer service.
Financial Consultant
National Securities Corporation
Huntington, NY
09.2004 - 12.2009
- Executed buy and sell orders for clients based on their individual needs and objectives.
- Reviewed client portfolios regularly to assess risk levels and make appropriate adjustments.
- Provided advice and recommendations to clients regarding stocks, bonds, mutual funds, and other investments.
- Built strong relationships with customers through excellent customer service.
Education
High School Diploma -
Balboa High School
San Francisco, CA06-1998
Skills
- Investment strategies
- Portfolio Management
- Relationship Building
- Investment advice
- Customer Service
Certification
- Securities Industry Essentials (SIE), Series 7 (General Securities Representative), Series 63 (Uniform Securities Agent State Law Exam)
Timeline
Financial Consultant
Network 1 Financial
01.2024 - Current
Financial Consultant
Alexander Capital
04.2023 - 01.2024
Financial Consultant
Laidlaw & Company
08.2014 - 04.2023
Financial Consultant
Global Arena Capital
09.2011 - 08.2014
Financial Consultant
Cape Securities Inc
12.2009 - 09.2011
Financial Consultant
National Securities Corporation
09.2004 - 12.2009
High School Diploma -
Balboa High School
- Securities Industry Essentials (SIE), Series 7 (General Securities Representative), Series 63 (Uniform Securities Agent State Law Exam)
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