Chihin (Frankie) Chen
San Leandro,CA
Summary
Experienced IT Auditor and Consultant specializing in Information Security Analysis, Incident Response, and Governance, Risk, and Compliance (GRC). Proven expertise in conducting thorough security audits, identifying vulnerabilities, and ensuring compliance. Adept at collaborating with cross-functional teams to implement effective security controls. Skilled in leading incident response efforts and aligning IT controls with organizational goals for optimized security. Strong track record in regulatory compliance and third-party risk management.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Senior Associate
KPMG
03.2021 - Current
- Performed comprehensive security audits (SOX and SOC), evaluating vulnerabilities and ensuring compliance with industry standards
- Conducted in-depth risk assessments to identify potential threats and weaknesses in systems and processes
- Collaborated closely with cross-functional teams to implement security controls and mitigate risks
- Led internal and external audits, assessing adherence to regulatory requirements and industry best practices
- Managed third-party risk assessments, evaluating vendors' security posture and ensuring due diligence
- Assisted in development and execution of security awareness training programs for staff.
- Prioritized projects and project tasks depending upon key milestones and deadline dates.
- Analyzed data and findings to prepare reports detailing information.
Associate
BDO FINANCIAL SERVICES LIMITED HKSAR
11.2019 - 02.2021
- Aligned IT controls with organizational goals, enhancing IT governance for optimized security
- Conducted meticulous IT General Control reviews, ensuring compliance and risk mitigation
- Utilized advanced audit techniques, such as Computer-Assisted Audit Techniques (CAATs), to validate critical systems for security and reliability.
- Evaluated IT security controls using NIST and ISO 27001, recommending risk-mitigating enhancements
- Led bank regulatory control compliance reviews, ensuring adherence to industry-specific regulations
- Validated system and data migration projects, preserving data integrity and minimizing disruption
- Provided expert guidance on security and controls risks, supporting proactive risk management.
Administration Assistant
ALLSTATE PLASTICS LLC
11.2017 - 09.2019
- Performed three-way matching and generated AR reports to facilitate payment scheduling for manager, ensuring accurate financial transactions
- Utilized QuickBooks system to receive payments, ensuring proper recording and reconciliation of accounts receivable
- Provided exceptional customer service by promptly responding to customer emails and phone calls, addressing inquiries and resolving issues to maintain high levels of customer satisfaction
- Updated and maintained inventory tables, effectively tracking inventory levels and ensuring accurate stock management
- Maintained organized system for documents, optimizing efficiency and facilitating easy retrieval of information when needed
- Prepared and created reports for company meetings, providing valuable insights and data to support decision-making processes.
Education
B.S - Accounting of Information Systems
San José State University
San Jose, CA06.2019
Skills
- Risk Assessment
- Policy Development
- Access Management
- Asset Security
- Identify Management
- Information Security Management
- Change Management
- Network Security
- Security Testing
- Security Operation
- Software Development Security
- Incident Management
- Proficient in Python
Certification
- CISA - Certified Information Systems Auditor
- CISSP - Certified Information System Security Professional (Passed)
Languages
Chinese (Cantonese)
Native or Bilingual
Chinese (Mandarin)
Professional Working
Timeline
Senior Associate
KPMG
03.2021 - Current
Associate
BDO FINANCIAL SERVICES LIMITED HKSAR
11.2019 - 02.2021
Administration Assistant
ALLSTATE PLASTICS LLC
11.2017 - 09.2019
B.S - Accounting of Information Systems
San José State University
Similar Profiles
Lorenzo ScardalaLorenzo Scardala
Cyber Security Consultant at KPMGCyber Security Consultant at KPMG
Kimberly KoutrisKimberly Koutris
Director, HR Business Advisor – AI & Digital at KPMGDirector, HR Business Advisor – AI & Digital at KPMG
PRISCA MATERANYAPRISCA MATERANYA
Senior Software Test Specialist at KPMGSenior Software Test Specialist at KPMG
Mihir AnandMihir Anand
Senior Audit Associate/ Audit Supervisor at KPMGSenior Audit Associate/ Audit Supervisor at KPMG
Miguel MadrigalMiguel Madrigal
Carpenter at Commercial Casework Inc. Local 713Carpenter at Commercial Casework Inc. Local 713