Summary
Overview
Work History
Education
Skills
Languages
Timeline
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Chloe Chau

San Francisco,California

Summary

Dedicated and experienced financial professional with a proven track record of leading successful projects and managing diverse middle office teams within the asset management industry. Dynamic expertise in trade confirmation, settlement, and liquidity processes. Strong commitment to continual improvement and innovation, with a focus on enhancing team efficiency and productivity.

Overview

11
11
years of professional experience

Work History

FX & Security Settlement Manager

KKR Credit Advisors
03.2020 - Current
  • Manage a lean team of four middle office professionals for all aspects of operations ranging from broker onboarding, trade affirmation, settlements, and reconciliations across a broad spectrum of fixed-income products, equities, and FX
  • Lead implementation of process improvement in
  • Manage key projects such as CTM migration and implement process changes to adhere to industry-wide T+1 settlement
  • Involved in strategic planning, onboarding new mandates, and expansion in APAC
  • Train and mentor team members to expand beyond core competencies to identify gaps and improve processes.

Sr. Middle Office Associate

Mellon Capital
03.2015 - 03.2020
  • Comprehensive FI knowledge, with FX exposure
  • Confirmed block trades with brokers and ensured counterparties allocate trades as per Oasys and CTM
  • Confirmed daily cash trades and coordinated money movement with internal and external stakeholders
  • Instructed sub-custodian banks to execute FX
  • Work closely with internal stakeholders to automate trade files and eliminate inefficiencies
  • Managed offshore operation team and ensured seamless handoffs during non-US hours
  • Participated in trading new issues and launching new markets through collaboration with trading, portfolio management, and compliance.

Portfolio Accounting Analyst - Structured Credit

Deutsche Bank
11.2012 - 09.2014
  • Established and maintained excellent working relationships with asset managers by being the central point of contact for all cash and security transactions for CDO/CLO portfolios
  • Calculated and reconciled cash and portfolio positions daily
  • Resolved trade and cash breaks with internal and external stakeholders
  • Instruct custodians to process wire transfers and security movements
  • Responsible for cash forecasting and short-term cash investments
  • Compiled and disseminated monthly performance and quarterly distribution reports to investors and rating agencies
  • Trained and managed junior analysts in accordance with the mandate of each portfolio.

Education

Bachelor of Business Administration - Finance

California State University
Fullerton, CA
08.2011

Skills

  • Bloomberg
  • CRD
  • Omgeo products
  • Everest
  • Analytical and Critical Thinking
  • Time Management
  • Attention to Detail

Languages

Vietnamese
Native or Bilingual
English
Native or Bilingual

Timeline

FX & Security Settlement Manager

KKR Credit Advisors
03.2020 - Current

Sr. Middle Office Associate

Mellon Capital
03.2015 - 03.2020

Portfolio Accounting Analyst - Structured Credit

Deutsche Bank
11.2012 - 09.2014

Bachelor of Business Administration - Finance

California State University

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Chloe Chau