CHRIS KEPLER
OAK CREEK,US
Summary
Ambitious college graduate with a strong desire to join a dynamic company and make a meaningful contribution to its success.
Overview
2
2
years of professional experience
1
1
Certification
Work History
Alternative Investment Operations
Umb Fund Services
Milwaukee, WI
11.2024 - Current
- Processed and reviewed all documents for Alternative Investment (AI) products, ensuring accuracy and compliance with industry standards.
- Identified and resolved discrepancies in documents, ensuring all items were in good order before processing.
- Developed proficiency in handling increasingly complex investment funds as part of a growing team.
Financial Advisor Trainee
Edward Jones
Oak Creek, WI, US
05.2024 - 10.2024
- Prepared for SIE, Series 7, and 66 exams, while improving advisory skills
- Boosted financial knowledge through mentor collaboration
- Engaged in strategic exam for advisory roles
Branch Office Administrator
Edward Jones
Waukesha, WI, US
04.2023 - 05.2024
- Provided administrative support to the Financial Advisor in a rapidly growing office
- Oversaw numerous administrative functions with the goal of deepening client relationships to help them achieve their financial goals
- Appointment preparation which includes preparing financial reports and portfolios
- Facilitated seamless communication between clients and Financial Advisor through effective scheduling and thorough preparation of investment materials
- Maintained an organized and clean environment
Education
BACHELOR OF SCIENCE - FINANCE, MINOR IN MANAGEMENT AND LEADERSHIP
Carroll University
Waukesha, WI05.2024
Skills
- Organization
- Time Management
- Financial Reporting
- Data Analysis
- Portfolio Management
- Leadership
- Client Relations
- Attention to Detail
Certification
Securities Industry Essentials (SIE), Present, FINRA
Timeline
Alternative Investment Operations
Umb Fund Services
11.2024 - Current
Financial Advisor Trainee
Edward Jones
05.2024 - 10.2024
Branch Office Administrator
Edward Jones
04.2023 - 05.2024
BACHELOR OF SCIENCE - FINANCE, MINOR IN MANAGEMENT AND LEADERSHIP
Carroll University