Claudia J. Pamperin
Summary
Experienced and driven Attorney with a proven track record of helping to lead companies by ensuring they are functioning in complete compliance with all national and international rules and regulations. I possess excellent communication skills, allowing for the cultivation of positive and mutually beneficial business relationships, while keeping strong ethics at the forefront of my goals. I bring forth a superior knowledge of compliance laws and regulations, as well as standard business law.
Overview
21
21
years of professional experience
Work History
Regulatory Compliance Counsel
New Western
Irving, TX
09.2022 - Current
- Advised as to compliance with advertising and licensing laws for brokers and agents
- Maintained up to date knowledge of real estate legislation and regulations; tracked new regulations and wrote updates to policies and procedures
- Designed and monitored control systems to deal with violations of legal rules and internal policies
- Overhauled the company TCPA and DNC policy, including implementing new procedures for employees and contractors
- Managed state real estate commission compliance audits
- Drafted legal, real estate, and loan documents including Demands to Close, Assignments and Contracts
Compliance Manager
Scotts Miracle-Gro
Marysville, OH
04.2021 - 09.2022
- Worked cross-functionally with a variety of business groups to identify and prioritize opportunities to develop compliance programs and processes within the company
- Researched compliance objectives accurately and translated them into business objectives that could be captured in sound business process, reporting findings to the Audit Committee and senior staff
- Generated multimedia educational materials and administered training on legal and policy developments at regularly scheduled workshops for multiple business areas including a company-wide mandatory FIFRA training program
- Tracked federal regulations status/changes and facilitated an internal process for reviewing notices for potential legal implications.
- Built, modified and implemented business processes to help ensure the company’s legal obligations while maximizing efficiency and business efficacy of the processes
- Conducted assessments of the compliance programs in target companies during the merger and acquisition process to ensure compliance with OFAC and other laws.
Quality Control Legal Lead
Wells Fargo
Charlotte, NC
10.2020 - 04.2021
- Led a team of 10 attorneys to review contracts (and associated documents) to assess corporate risk
- Assisted in identifying and developing action plans to mitigate risk with Wells Fargo Legal and Senior Line of Business leaders
Attorney
Scotts Miracle-Gro
Marysville, OH
08.2020 - 11.2020
- Researched, evaluated, and drafted protocols for products regarding EU liability issues
- Prepared summary reports or memorandum for Compliance Leadership.
- Coordinated with various departments to discuss compliance information and project goals
Counsel
Wells Fargo
Charlotte, NC
03.2020 - 08.2020
- Compiled research on existing policies and procedures in all 50 states
- Evaluated policies and procedures to determine if Wells Fargo is compliant with local regulations
- Recommended changes and adaptations to current procedures on noncompliant issues.
Counsel
Wells Fargo
Charlotte, NC
05.2019 - 03.2020
- Researched, investigated and analyzed existing activities outside the US in the Wholesale and Wealth Management groups to determine the nature and extent of legal risk(s) stemming from business activities in 188 countries where Wells Fargo does business
- Evaluated licensing of subsidiary and/or affiliated legal entities located within foreign jurisdictions to determine whether in-country and cross-border business activities undertaken by these entities are permissible and compliant with local regulations
- Communicated with outside counsel and internal stakeholders on project memo inquiries, as well as any other project related concerns
- Extensive use of excel in order to maintain accurate data, including Pivot tables.
Attorney
Various Staffing Agencies
Charlotte, NC
06.2016 - 04.2021
- Analyzed and reviewed thousands of documents, including contracts, agreements and emails, according to specified review protocol during the discovery phase of litigation and other legal proceedings utilizing Relativity document review software
- Acted as Project Manager on eDiscovery projects of up to 25 of reviewers, overseeing the project from intake through completion, including budgeting and meetings with external and internal clients and training of review teams
- Handled QC (quality control), redactions, privilege determination and prepared privilege logs, reporting findings or concerns to client
- Oversaw project budget and staffing, consulting with senior management and clients
- Case topics included: regulatory banking, patent infringement, fraud investigations, employment discrimination, product liability, pharmaceuticals, contract disputes, construction and shareholder disputes.
Owner/Attorney
Claudia J. Pamperin
Charlotte, NC
10.2009 - 12.2017
- Estate planning practice aimed at providing mobile legal services, for busy young families
- Prepared complex estate plans, including business succession and corporate transfer plans
- Reviewed and drafted wills, revocable trusts, irrevocable life insurance trusts, charitable remainder trusts, powers of attorney and health care directives.
Owner/Attorney
Pamperin Law Firm
Indian Trail, NC
04.2004 - 12.2005
- Performed all aspects of residential real estate loan closings for purchases and refinances, including contract review, title work, AML/regulatory compliance and closing document preparation
- Drafted estate planning documents including, wills, trusts, powers of attorney and living wills
- Trained banking clients on changes to AML and compliance regulations.
Associate Attorney
Koy E. Dawkins, P.A
Monroe, NC
03.2002 - 04.2004
- Drafted, negotiated and executed residential and commercial real estate contracts, including leases, purchases and HOA setup
- Assisted clients with entity formation, master service agreements and periodic corporate filings
- Provided counsel as assistant school board attorney for Union County Public Schools, on issues pertaining to employment disputes, disciplinary hearings and real estate contracts, including land purchase and construction contracts.
Education
JD -
The Florida State University
MA - Special Education
University of Arizona
BA - Elementary Education
Stetson University
Skills
- Training and Presentations
- Project Management
- Corporate Law
- Complex Problem-Solving
- Regulatory Monitoring
- State and Federal Regulations
- Leadership Techniques
- Organization
- Banking Regulations
- Regulatory Compliance
- Policy Design
- Compliance Reviews
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Quote
All our dreams can come true if we have the courage to pursue them.
Walt Disney
Timeline
Regulatory Compliance Counsel
New Western
09.2022 - Current
Compliance Manager
Scotts Miracle-Gro
04.2021 - 09.2022
Quality Control Legal Lead
Wells Fargo
10.2020 - 04.2021
Attorney
Scotts Miracle-Gro
08.2020 - 11.2020
Counsel
Wells Fargo
03.2020 - 08.2020
Counsel
Wells Fargo
05.2019 - 03.2020
Attorney
Various Staffing Agencies
06.2016 - 04.2021
Owner/Attorney
Claudia J. Pamperin
10.2009 - 12.2017
Owner/Attorney
Pamperin Law Firm
04.2004 - 12.2005
Associate Attorney
Koy E. Dawkins, P.A
03.2002 - 04.2004
JD -
The Florida State University
MA - Special Education
University of Arizona
BA - Elementary Education
Stetson University
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<ul> <li>Led a team of three in the credit risk function for borrowers in North India.</li> <li>Managed complete documentation process for corporate loans, ensuring accuracy and regulatory compliance.</li> <li>Reviewed legal documents to verify compliance with internal policies and regulations.</li> <li>Collaborated with legal counsel and relationship teams to close transactions promptly.</li> <li>Resolved loan document discrepancies within policy framework, minimizing risks and delays.</li> <li>Improved loan documentation processes, achieving a 99% accuracy rate.</li> <li>Partnered with product and governance teams to refine banking products based on customer needs.</li> <li>Directed relationship management efforts to enhance stakeholder engagement and process improvements.</li> </ul> at Standard Chartered Bank<ul> <li>Led a team of three in the credit risk function for borrowers in North India.</li> <li>Managed complete documentation process for corporate loans, ensuring accuracy and regulatory compliance.</li> <li>Reviewed legal documents to verify compliance with internal policies and regulations.</li> <li>Collaborated with legal counsel and relationship teams to close transactions promptly.</li> <li>Resolved loan document discrepancies within policy framework, minimizing risks and delays.</li> <li>Improved loan documentation processes, achieving a 99% accuracy rate.</li> <li>Partnered with product and governance teams to refine banking products based on customer needs.</li> <li>Directed relationship management efforts to enhance stakeholder engagement and process improvements.</li> </ul> at Standard Chartered Bank