Constance Yellow Earrings
Summary
Experienced with conducting thorough AML investigations to detect and prevent financial crimes. Utilizes strong analytical skills and regulatory knowledge to ensure compliance with anti-money laundering laws. Track record of enhancing financial security through meticulous risk assessment and effective collaboration with regulatory bodies.
Overview
20
20
years of professional experience
1
1
Certification
Work History
BSA Program Manager
Quontic Bank
12.2022 - Current
- Ensures proper execution of the BSA/AML/OFAC Program
- Collaborate with the BSA Officer on strategic planning priorities
- Create model documentation, implement and validation of the Financial Crimes software
- Establish policies, procedures, and practices to ensure compliance with laws and regulations
- Managed multiple strategic projects with numerous sub-projects or workstreams.
Regulatory Controls Associate
Deutsche Bank
04.2021 - 12.2022
- Gather thorough/accurate evidence on multiple case assignments including: financial profiles, tracing financial transactions, and background information on suspects using various systems and tools
- Document key data and issues related to the investigation including responsible for analyzing data; making and documenting critical regulatory reporting decisions; completes accurate and timely regulatory reports
- Maintain a thorough comprehension of internal AML typologies relating to Correspondent Banking, Private Banking and Investment Banking clients
- Prepare AML suspicious activity reports (SARs) as required
- Manage complex investigations involving matters such as multiple relationship accounts, tiered, and multi-faceted transactions; international wires involving Deutsche Bank designated high risk jurisdictions and complex structuring schemes to identify potential money laundering or other financial crimes.
Associate Financial Crimes Investigator
CIT Bank
02.2018 - 04.2021
- Gather thorough/accurate evidence on multiple case assignments including: financial profiles, tracing financial transactions, and background information on suspects using various systems and tools
- Analyze individual cases for closure or referral to other units
- Document key data and issues related to the investigation including potential loss, status of investigations, interviews, etc.; responsible for analyzing data; making and documenting critical regulatory reporting decisions; completes accurate and timely regulatory reports
- Prepare AML and Fraud suspicious activity reports (SARs) as required
- Identify and escalate any detected control deficiencies
- Conduct a forensic investigative analysis
- Come in contact with highly sensitive and confidential information
- Participate in Compliance projects, as needed, to understand the risk a scope of new compliance initiatives, regulatory changes, etc. and determine training needs resulting from these projects
SR Associate Investigator
JPMorgan Chase Bank
10.2011 - 02.2018
- Gather thorough/accurate evidence on multiple case assignments including to but not limited to: financial profiles, tracing financial transactions, and background information on suspects using various systems and tools
- Acting Inspection & Repair Team Leader and Investigations Team Leader | Tempe, Arizona
- Participate in Compliance projects, as needed, to understand the risk a scope of new compliance initiatives, regulatory changes, etc. and determine training needs resulting from these projects
- Quality Assurance Investigator | Tempe, Arizona
- Managed Quality Assurance (QA) function of FCOI's Operations and Compliance Investigative Units.
- Inspection and Repair Inspector | Elgin, Illinois
- Reviewed evidence for SARs prepared by investigators for cases ensuring that SARs are completed properly and in accordance with Regulatory Guidelines: evaluates case information and concludes that accurate information is reflected in filings
Patrol Officer
Oglala Sioux Tribe Police Department
08.2005 - 05.2006
- Patrolled a designated area of the city on foot, on a motorcycle, or in a unit cruiser to preserve law and order, to prevent and discover the commission of a crime, and to enforce traffic and parking regulations
Education
Bachelor of Science - Biology
The University of Findlay
Findlay, OH01.2007
Skills
- Problem-solving
- Project management
- Detail-oriented
- Strategic planning
- Process improvement
- Project coordination
- MS office applications
- Policy and procedure improvements
- Training and development
- Data collection & research
- Attention to detail
- Cross functional team builder
Certification
ACAMS: Certified Anti-Money Laundering Specialist
CPM: Certified Product Management
Timeline
BSA Program Manager
Quontic Bank
12.2022 - Current
Regulatory Controls Associate
Deutsche Bank
04.2021 - 12.2022
Associate Financial Crimes Investigator
CIT Bank
02.2018 - 04.2021
SR Associate Investigator
JPMorgan Chase Bank
10.2011 - 02.2018
Patrol Officer
Oglala Sioux Tribe Police Department
08.2005 - 05.2006
Bachelor of Science - Biology
The University of Findlay
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