Summary
Overview
Work History
Education
Skills
Certification
Timeline
Accomplishments
AdministrativeAssistant

Craig Hennequant

BSA/AML Professional
Westerville,OH

Summary

Results-oriented and accomplished professional with extensive experience in financial control frameworks. Adept at spearheading cross-functional teams and refining AML/KYC risk control practices. Instrumental in implementing robust audit systems and fostering global communication through adept leadership of sizable teams. Demonstrating proficiency in Anti-Money Laundering (AML) compliance, overseeing pivotal AML monitoring frameworks, and streamlining information-sharing protocols to fortify regulatory compliance. Leveraging a proven history of managing business analysis and mitigating risks within sensitive media and restricted business sectors. Dedicated to ongoing refinement, reliably delivering strategic resolutions, and nurturing a culture of operational excellence.

Overview

12
12
years of professional experience
1
1
Certificate

Work History

VP, BSA and CRA Officer

CFBank
10.2024 - 05.2025
  • Oversee the Bank’s adherence to BSA and CRA regulations.
  • Ensure compliance with various laws and reporting requirements.
  • Coordinate efforts to maintain a strong culture of compliance and implement policies to uphold standards, contributing to the Bank’s reputation.
  • Active in day-to-day BSA and CRA operational activities.
  • Review and approve BSA and CRA-related policies and procedures.
  • Create reporting for executive management and the Board of Directors.
  • Face off with Federal Regulators, third-party auditors, and internal auditors.
  • Work with third-party vendors to implement or improve current monitoring and reporting systems related to BSA and CRA.
  • Approve SARs, create and submit CTRs, run scans related to 314a lists bi-weekly, monitor transaction and static data for BSA/AML-CFT related activity.
  • Review CIP for new customers, monitor, track, and complete EDD reviews for Medium and High-Risk Customers.
  • Monitor and report the Bank’s CRA-related loans for Mortgage and Commercial LOBs, Community Development Loans, Investments, Donations, and CRA-eligible volunteer hours.

Enterprise Sanction Controls Assurance

BNY Mellon
10.2022 - 04.2024
  • Conduct regular audits and implement robust monitoring systems to ensure adherence to sanction policies and procedures.
  • Collaborate with cross-functional teams to strengthen sanction control frameworks.
  • Provide comprehensive training and guidance on best practices in sanction controls.
  • Cooperated with LOB leads, compliance, and Legal to conduct thorough sanction control assessments and reviews.
  • Spearheaded efforts to establish and maintain effective communication channels within the organization regarding sanction-related matters.
  • Facilitated weekly Global Sanctions Working Group (GSWG) calls, overseeing 240+ invitees, documenting discussions, and monitoring resolutions to ensure alignment with federal government regulations.
  • Utilized Subject Matter Expertise to enhance the sanctions uplift program by implementing new features, establishing protocols, and collaborating with department leads to drive effective changes and updates across multiple projects.

Business Analysis Management

JPMorgan Chase & Co.
10.2019 - 02.2022
  • Streamlined business processes and enhanced operational efficiency by leading cross-functional teams.
  • Developed and executed data-driven strategies to bolster revenue and implement cost-saving measures.
  • Analyzed market trends and competitor performance, contributing to informed strategic planning.
  • Managed creation and rollout of business intelligence tools for effective performance monitoring.
  • Fostered solid stakeholder relationships and ensured interdepartmental communication was aligned with company objectives.
  • Directed the Business Banking’s Prohibited Business Program, ensuring compliance and risk mitigation.
  • Implemented robust QA/QC framework for prohibited business analysis, elevating data accuracy/operational standards.
  • Led dedicated team of analysts in scrutinizing and investigating prohibited business activities, reinforcing company policies and regulatory adherence.
  • Established reporting mechanisms to identify and address prohibited businesses, enhancing the institution's risk management capabilities.

Negative Media Program Management

JPMorgan Chase & Co.
06.2016 - 09.2019
  • Advanced strategies to mitigate negative media exposure and safeguard corporate reputation.
  • Supervised cross-functional teams in execution of media response plans, ensuring swift and effective action during crises.
  • Forged robust relationships with key media stakeholders, influencing narrative framing to favorably position the organization.
  • Evaluated media trends and sentiment, refining communication strategies to proactively address potential issues.
  • Instituted guidelines and procedures to standardize the organization's approach to managing negative media coverage.
  • Headed creation and management of 'negative media' program within Global Financial Crimes Compliance by focusing on Business Banking AML to make relationship decisions based on published negative news encompassing blue-collar and criminal offenses.
  • Created structured process for Negative Media Program, enhancing the organization's ability to respond to adverse reports.
  • United with legal, compliance, risk, and senior management to establish negative media guidelines that align with corporate objectives.
  • Settled investigative guidelines and managed team to establish and implement negative media program at JPMC BB, supplementing existing AML framework.
  • Led establishment of entire program, including developing policies, procedures, hiring staff, and conducting training in collaboration with legal, risk, compliance, AML, and KYC leads, as well as executive management.

AML Compliance Operations Manager / Chief - Administrative Office

JPMorgan Chase & Co.
06.2013 - 05.2016
  • Directed dedicated team of AML compliance specialists in detailed investigations to ensure adherence to regulatory standards.
  • Spearheaded enhancement of AML monitoring frameworks, achieving a notable decrease in risk exposure.
  • Fostered collaboration among cross-functional teams to refine AML procedures and integrate innovative technologies, enhancing operational efficiency.
  • Provided comprehensive AML regulatory guidance and training to elevate team proficiency.
  • Synthesized investigative findings into detailed reports for senior management and regulatory entities, confirming compliance with AML mandates.
  • Executed testing for AML transaction monitoring rules both above/below designated thresholds, optimizing control mechanisms.
  • Oversaw team of investigators to ensure AML/KYC due diligence, while collaborating with senior management to refine compliance processes.
  • Governed AML investigations at JPMC as part of federal compliance initiative, scrutinizing consumer and commercial activities for potential money laundering or KYC violations.
  • Coordinated intricate 314(b) information sharing within the bank and oversaw diverse teams handling manual AML alerts, including 314(b), OFAC blocked/rejected alerts, and triage.
  • Led migration of JPMC's alert and case repository systems to advanced platforms, collaborating with technology and business teams, overseeing quality testing, analyzing defects, and facilitating seamless integration.
  • Experience with UAT test case writing, testing and issue management while working with project leads and testing organization during UAT.

Education

Bachelor Of Science - Neurobiology & Anatomy

Palmer College
Davenport, IA

Skills

  • BSA – SAR, CTR
  • AML-CFT
  • Operations management
  • Audit & Monitoring Systems
  • Third-Party Vendor Management
  • BSA/KYC & OFAC Programs
  • 314a & 314b
  • Stakeholder Engagement
  • Federal Regulatory Audit Experience
  • Community Reinvestment Act (CRA)

Certification

  • Certified Anti-Money Laundering Specialist

Timeline

VP, BSA and CRA Officer

CFBank
10.2024 - 05.2025

Enterprise Sanction Controls Assurance

BNY Mellon
10.2022 - 04.2024

Business Analysis Management

JPMorgan Chase & Co.
10.2019 - 02.2022

Negative Media Program Management

JPMorgan Chase & Co.
06.2016 - 09.2019

AML Compliance Operations Manager / Chief - Administrative Office

JPMorgan Chase & Co.
06.2013 - 05.2016

Bachelor Of Science - Neurobiology & Anatomy

Palmer College

Accomplishments

Designated Disabled Veteran - Protected Veteran | United States Marine Corps (USMC) Veteran (Honorable Discharge)


Annehurst Village Residential Association - Board of Trustees - Vice President

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Craig HennequantBSA/AML Professional