Dana Sumter
Atlanta,GA
Summary
Experienced risk professional eager to contribuproblem-solving skills. Adept at performing risk assessment procedures on key business activities and processes. Accomplished in making efficient recommendations for improvements. Knowledgeable of business and financial language. Experienced with control testing and design assessments.
Overview
10
10
years of professional experience
Work History
Sr Internal Auditor
Intuit MailChimp
03.2021 - Current
- Promoted enterprise-level risk management practices and helped instill strong culture focused on protective policies and procedures.
- Served as a member of the ISMS implementation core team for the ISO 27001 certification.
- Updated and created procedures and documentation in compliance with ISMS.
- Ensured efficient and effective completion of all audit requirements.
- Provided recommendations for business process and internal control improvements for ISO 27001, PCI, and SOC 2.
- Enhanced audit controls by improving planning and testing processes.
- Administered auditing program to address risks and evaluate compliance with regulatory requirements.
- Staffed annual ISO internal audits.
- Lead remediation retesting for Mailchimp ISO findings.
Senior Auditor
Wells Fargo - Internal Audit
07.2018 - 03.2021
- Performed testing of design and effectiveness of internal controls for Corporate & Investment Banking processes
- Evaluated design and operating effectiveness of internal processes, including efficiency, risk ratings, risk assessments and mitigating controls
- Assessed material risks and performed detailed analysis for regulatory remediation projects
- Perform in-depth risk analysis during continuous control monitoring engagements
- Performed design of control evaluations for wide range of high rated risk processes and controls
- Documented more than 40 internal processes and risk mitigating controls through performing walkthroughs
- Identified issues and provided credible challenge to Business Partners for operational improvements
- Identified control gaps in processes, procedures and systems through in-depth research and assessment and suggested methods for improvement
- Prepared confidential working papers, reports and supporting documentation for audit findings
- Developed corrective actions to bring business areas in line with enterprise requirements
- Ensured compliance with established internal procedures by examining reports, processes, and documentation
- Developed audit test plans to address risks and evaluate regulatory requirements.
Audit Staff
Elliott Davis
10.2016 - 07.2018
- Prepared documents, reports and presentations using advanced software proficiencies.
- Participated in over 60 external audit engagements
- Performed complex general accounting functions, including preparation of journal entries, account analysis and balance sheet reconciliations.
- Generated reports detailing various metrics and account information.
- Performed testing of design and effectiveness of internal controls by completing walk-throughs of business processes and analyzing results.
- Collected financial data and analyze trends.
- Executed audits of various business industries using RSM risk methodology.
Billing Specialist
Commercial Food Service & Repair
01.2015 - 07.2016
- Generated and submitted invoices based upon financial schedule
- Identified high risk customers and provided feedback to Management for risk mitigation
- Prepared invoices on bi-weekly basis, effectively sending out bills for upwards of 50 customers monthly
- Trained and mentored new team members and managers on accounts payable systems and policies to build cohesive groups and promote operational performance.
Education
Master of Professional Accountancy - Accounting
Clemson University
Clemson, SC2016
Bachelor of Science - Accounting
Clemson University
Clemson, SC2014
Skills
- Effective verbal and written communication skills
- Strong organizational skills and attention to detail
- Proficient with Microsoft Suite
- Process Improvement
- Issue Identification
- Operational improvement
- Risk Mitigation
- Risk Management
- Internal Audits
- Control Testing
- Risk Analysis
- Regulatory Requirements
Additional Information
- LinkedIn: www.LinkedIn.com/in/danasumter
Timeline
Sr Internal Auditor
Intuit MailChimp
03.2021 - Current
Senior Auditor
Wells Fargo - Internal Audit
07.2018 - 03.2021
Audit Staff
Elliott Davis
10.2016 - 07.2018
Billing Specialist
Commercial Food Service & Repair
01.2015 - 07.2016
Master of Professional Accountancy - Accounting
Clemson University
Bachelor of Science - Accounting
Clemson University
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