Daniel Gonzalez
Miami
Summary
Resourceful associate recognized for exceptional productivity and efficient task execution. Expertise in time management, client relationship development, and data analysis. Strong communication, teamwork, and adaptability skills contribute to successful project outcomes.
Overview
3
3
years of professional experience
Work History
Associate
Optima Partners
Miami
01.2026 - Current
- Led cross-functional team of analysts across 15+ clients to produce and maintain strong SEC compliance programs including regulatory filings and Code of Ethics policy enforcement.
- Drafted and reviewed firm-wide compliance documentation, including Codes of Ethics and policies for RIAs.
- Prepared reports on compliance status and identified areas for improvement.
- Analyzed data from various sources to identify patterns that may indicate a violation of rules or regulations.
Senior Analyst
Optima Partners
Miami
04.2025 - 12.2025
- Executed compliance testing procedures, including trade surveillance and expense testing, to maintain adherence to industry regulations
- Led preparation and filing of ADV, PF, 13F, and 13H submissions for 15 client engagements, ensuring compliance with regulatory requirements
- Developed comprehensive reports to communicate findings and recommendations effectively.
- Monitored changes in regulations and communicated updates to the team.
Analyst
Optima Partners
Miami
04.2024 - 03.2025
- Facilitated regulatory filing processes and ensured accurate documentation across EDGAR and FINRA systems
- Coordinated expert network consultations for 100+ clients through platforms such as AlphaSights and GLG
District Manager
ALDI
Sunrise
07.2023 - 01.2024
- Managed budgeting, forecasting, and merchandising plans with data-driven analysis, resulting in revenue growth
- Led operational strategy across multiple retail locations, achieving 8% productivity increase through targeted process improvements
- Built and developed high-performing teams, enhancing customer satisfaction and elevating store performance metrics
Purchasing & Procurement Data Operator
Florida Department of Health
Miami
10.2022 - 05.2023
- Managed purchasing operations and budget tracking across multiple laboratory departments
- Implemented recurring purchasing schedules to maintain consistent inventory of critical lab supplies, ensuring uninterrupted lab operations
- Redesigned procurement workflows to centralize approvals, improving cost control and reducing unnecessary spending
Education
Bachelor of Science - Finance & International Business
Florida International University
Miami, FL05-2023
Skills
- Securities regulation
- Regulatory filings
- Risk assessment
- Financial acumen
- Data analysis
- Budget management
- Client relationship management
- Cross-functional communication
- MS office
- Leadership
Languages
- Spanish
- English
- French
Timeline
Associate
Optima Partners
01.2026 - Current
Senior Analyst
Optima Partners
04.2025 - 12.2025
Analyst
Optima Partners
04.2024 - 03.2025
District Manager
ALDI
07.2023 - 01.2024
Purchasing & Procurement Data Operator
Florida Department of Health
10.2022 - 05.2023
Bachelor of Science - Finance & International Business
Florida International University