Overview
Work History
Education
Skills
Certification
Additionalinformation
Timeline
Generic

Daniel Samuels - CAMS, CFE

Cincinnati,OH

Overview

9
9
years of professional experience
1
1
Certification

Work History

Risk & Compliance Auditor, Contractor

Jefferson Wells (Remote)
Cincinnati, OH
10.2024 - Current
  • Conducted BSA compliance audits for financial institutions and broker-dealer firms.
  • Compiled comprehensive audit reports and presented findings to senior management.

Manager, Risk Advisory Services - Financial Institutions Advisory Leader

Clark Schaefer Consulting (Remote)
Cincinnati, OH
01.2023 - 05.2024
  • Served as the lead regulatory subject matter expert during the engagement proposal process, authoring regulatory compliance whitepapers for current and impending changes within the regulatory landscape
  • Participant of Clark Schaefer Hackett’s Leadership Academy as a result of dedicated leadership and outstanding achievement
  • Oversaw internal audit and regulatory compliance engagements (BSA-AML, Fair Lending, Indirect Lending, Liquidity Risk, Current Expected Credit Losses (CECL), CRA)

Senior Associate, Risk Advisory Services

Clark Schaefer Consulting
Cincinnati, OH
10.2022 - 12.2022
  • Perform internal audit and regulatory compliance consulting and advisory services over financial institutions regulatory controls, reporting and change management (ACH, BSA, AML, OFAC, IRR, ALM, Fair Lending, UDAAP)

Senior Consultant, Risk Advisory Services - Financial Institutions

Richey May & Co. LLP (Remote)
Denver, CO
01.2021 - 01.2022
  • Performed internal audit and regulatory compliance consulting services over financial institution’s BSA, loan origination operations and report on control & compliance effectiveness
  • Led the Risk Assurance practice’s initiative in the development and implementation of Fair Lending LAR Regression Analysis engagements, supporting client’s management monitoring function aligning to CFPB regulatory standards

Senior Audit Associate, Assurance Services - Financial Institutions and Manufacturing & Services

VonLehman & Company Inc
Fort Wright, KY
01.2020 - 01.2021
  • Serve as the in-charge senior associate for financial statement audits and consulting projects of financial entities
  • Perform internal audit and regulatory compliance consulting services over financial institutions regulatory controls and reporting (ACH, BSA, AML, OFAC, IRR, ALM)

Experienced Audit Associate, Assurance Services - Financial Services & Financial Institutions

RSM US LLP
Stamford, CT
01.2019 - 01.2020
  • Served as an RSM Data Analysis Training Instructor & IDEA Software and Excel Champion Resource
  • Performed internal audit and regulatory compliance services over risk management model validations (Liquidity, Capital, BSA/AML)

Experienced Audit Associate, Assurance Services - Capital Markets

PricewaterhouseCoopers LLP
New York, NY
01.2018 - 01.2019
  • Served as the key associate for audits and reviews of commercial entities with teams of up to ten members, on clients with up to $1 billion in revenues
  • Primary Client: Federal Home Loan Bank of New York
  • Evaluated the design and effectiveness of internal controls over financial reporting as part of Sarbanes Oxley requirement and provided meaningful feedback to management

Experienced Audit Associate, Assurance Services - Manufacturing & Services

CohnReznick LLP
Stamford, CT
01.2016 - 01.2018
  • Recipient of CohnReznick’s Spot Pyramid Award as a result of outstanding achievement and dedication

Education

Bachelor of Science - Accounting

Central Connecticut State University
New Britain, CT

Skills

  • Data and Statistical Analysis
  • Internal controls and risk mitigation
  • Audit Planning
  • Risk assessment
  • FI regulations and compliance auditing
  • Regulatory examinations
  • Model validation
  • Risk and controls
  • Cross-functional teamwork
  • Audit management

Certification

  • Certified Fraud Examiner (CFE), Association of Certified Fraud Examiners, 09/01/22
  • Certified Anti-Money Laundering Specialist (CAMS), Association of Certified Anti-Money Laundering Specialists, 11/01/24

Additionalinformation

Certified Regulatory Compliance Manager (CRCM) Exam, 02/01/25

Timeline

Risk & Compliance Auditor, Contractor

Jefferson Wells (Remote)
10.2024 - Current

Manager, Risk Advisory Services - Financial Institutions Advisory Leader

Clark Schaefer Consulting (Remote)
01.2023 - 05.2024

Senior Associate, Risk Advisory Services

Clark Schaefer Consulting
10.2022 - 12.2022

Senior Consultant, Risk Advisory Services - Financial Institutions

Richey May & Co. LLP (Remote)
01.2021 - 01.2022

Senior Audit Associate, Assurance Services - Financial Institutions and Manufacturing & Services

VonLehman & Company Inc
01.2020 - 01.2021

Experienced Audit Associate, Assurance Services - Financial Services & Financial Institutions

RSM US LLP
01.2019 - 01.2020

Experienced Audit Associate, Assurance Services - Capital Markets

PricewaterhouseCoopers LLP
01.2018 - 01.2019

Experienced Audit Associate, Assurance Services - Manufacturing & Services

CohnReznick LLP
01.2016 - 01.2018
  • Certified Fraud Examiner (CFE), Association of Certified Fraud Examiners, 09/01/22
  • Certified Anti-Money Laundering Specialist (CAMS), Association of Certified Anti-Money Laundering Specialists, 11/01/24

Bachelor of Science - Accounting

Central Connecticut State University

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Daniel Samuels - CAMS, CFE