Jon Hogan
South Saint Paul,MN
Summary
Experienced financial services professional with 7 years of experience in the financial services industry. Excellent reputation for researching and resolving complex issues. Dedicated to nurturing and building on client relationship, and driving overall operational improvements.
Overview
4
4
years of professional experience
Work History
Associate Financial Advisor
Schwarz Dygos Wheeler Investment Advisors
08.2022 - Current
- Cultivated personalized investment strategies and portfolios to meet specific individual goals. While adhering to client risk appetites and encouraging discipline in pursuing devised investment strategies.
- Evaluated portfolio accounting & service data to identify trends, using data to address current issues and to mitigate future risk in client portfolios.
- Developed professional relationships with 3rd party vendors and members of other internal departments. Establishing strong working relationships to work towards mutual goals
- Educated clients about financial regulatory requirements, tax law, and other requirements and restrictions around various retirement accounts, gifting, and estate concepts.
- Created numerous reports in Excel as deliverables to clients and ad-hoc reporting for business partners. Emphasizing interchangeability of inputs and data connectivity.
Custody Operations Analyst
U.S. Bank
07.2021 - 08.2022
- Designed and implemented onboarding resources to improve operations and suggested changes to systems for overall organization.
- Generated daily reports and occasional ad hoc report generation to help streamline workflow and bring key data to management attention.
- Assisted in larger scale projects involving large quantities of data. Delivered reports in digestible formats to upper management.
- Served as main point of escalation to new employees with inquiries or in situations requiring longer term historical data.
- Developed written documents and reports related to programs and operations.
Custody Operations Specialist II
U.S. Bank
03.2020 - 07.2021
- Identified areas of professional growth that needed critical improvement and implemented strategies to achieve target goals.
- Verified accuracy and effectiveness of reporting processes, effectively using excel to track and model data for management review.
- Built partnerships with diverse internal teams including corporate action, finance, and operations departments to streamline processes.
- Assessed client needs and developed plans to adequately address current and future objectives.
- Fostered customer trust by addressing concerns and needs using targeted problem-solving.
Education
Series 65
Kaplan Financial
09.2022
Bachelor of Science - Political Science
University of Wisconsin - River Falls
River Falls, WI2017
Skills
- Data Analysis
- Microsoft Suite Proficiency
- Financial Analysis
- Team Development
- Process Improvement
- Oral and written communication
- Negotiation and mediation skills
Leadership Experience
President/Founder of R&B Investment Club (2020-present)
Project Lead on DTC debt Income CDO Revisions (2020-2022)
Total Loss Project Lead (2018-2019)
President of Theta Chi Fraternity (2014-2016)
Volunteer Work & Community Service
Habitat for Humanity
Feed My Starving Children
Lucky Paws Midwest
Big-Brother Big-Sister
"It's On Us" collegiate campaign planner
Timeline
Associate Financial Advisor
Schwarz Dygos Wheeler Investment Advisors
08.2022 - Current
Custody Operations Analyst
U.S. Bank
07.2021 - 08.2022
Custody Operations Specialist II
U.S. Bank
03.2020 - 07.2021
Series 65
Kaplan Financial
Bachelor of Science - Political Science
University of Wisconsin - River Falls
Similar Profiles
David SlaterDavid Slater
Principal, Portfolio Manager – Head, US Small/Mid Cap Equity at Leith Wheeler Investment Counsel Ltd.Principal, Portfolio Manager – Head, US Small/Mid Cap Equity at Leith Wheeler Investment Counsel Ltd.
Joseph BentleyJoseph Bentley
Personal Assistant at Technomart Investment AdvisorsPersonal Assistant at Technomart Investment Advisors
Sarah WoodruffSarah Woodruff
Operations Manager/Equity Research Analyst at McDermottt Investment AdvisorsOperations Manager/Equity Research Analyst at McDermottt Investment Advisors
Jenna HoppeJenna Hoppe
Data Analyst at Spartan NashData Analyst at Spartan Nash
Ragina ChranhRagina Chranh
Security at Born's BarSecurity at Born's Bar