David Balicki
Retail Banking
Camden,Maine
Summary
With a proven track record at Bank of America, I excel in strategic policy development and operational leadership, significantly enhancing compliance and risk management frameworks. Renowned for executing rigorous audit processes and driving regulatory compliance, my leadership has consistently fostered organizational excellence and strategic growth.
Overview
27
27
years of professional experience
Work History
Chief Compliance Officer
Straight Up Care
10.2022 - Current
- Developing and maintaining a robust compliance program, with a focus on adhering with all laws, regulations, and other guidance related to assigned business and operational activities
- Providing strategic leadership to design and implement compliance standards and procedures to mitigate compliance risks and improper conduct, ensuring these standards are institutional throughout the business units, and monitoring compliance with such standards
REVD Department Manager
Bangor Savings Bank
12.2020 - 06.2022
- Real Estate Valuation Manager responsible for managing the residential portfolio daily workflow through interaction with clients, independent vendor appraisers, appraiser management companies, subordinates and team leads
- Responsibility includes the valuation process of institutional real estate funds, which includes managing all aspects of the appraisal management process and real estate investment transactions
- Review appraisal reports for compliance with USPAP and State regulations
- Manage client communications throughout the valuation management engagement; create or review portfolio metric presentations
Branch Manager II
Bangor Savings Bank
11.2018 - 12.2020
- Responsible for sales growth, employee development and operations management
- Responsible for consumer and commercial business sales production
- Sales functions include business development activities, goal setting and attainment and building bank advocacy networks
- Actively manages the branch team and is accountable for market share growth, income and expense management and exceptional delivery of banking services
- Also responsible for operational risk management within the branch
- Recipient of top recognition for both manager and retail branch of the year
Internal Auditor
NIIT USA
10.2017 - 10.2018
- Assist the Global Learning Internal Audit Team with taxonomy projects, compliance, and governance audits within Learning
- This includes executing, tracking, and reporting on over five thousand courses housed within the learning management system (LMS)
- Audits include evaluating the internal control environment and assessing compliance with applicable regulations, policies, and procedures
Training Consultant
NIIT USA
07.2015 - 10.2017
- Support clients through supplying their vendor client with complex business training and leadership solutions
- Provide resolution and support to management and associates related to performance matrix empowering the client to overcome challenges, barriers to exceed goals
- Consult and Deliver learning solutions for various businesses to include Retail, Consumer and Business Credit Card and Deposits
Instructor
Bank of America
02.2008 - 07.2015
- Instructor responsible for development, implementation, and facilitation of learning solutions
- Support various lines of business within the Bank of America organization, facilitating both Executive and Manager level development courses
- Pioneering solutions, identifying gaps in learning through performance coaching, consulting, curriculum development, monitoring and evaluating training results
- Deliver Train the Trainer sessions for Instructors and performance coaches
Senior Quality Analyst
Bank of America
09.2007 - 02.2008
Senior Credit Analyst
Bank of America
10.2003 - 09.2007
Collections Manager
Bank of America
04.2003 - 10.2003
- Mitigate risk and profit loss by managing high risk debt portfolios as a Recovery and Collections Team Manager
- Manage the efforts of collection associates whose primary goal is to understand the client situation and provide appropriate solution and prevent accounts from charging off
Program Manager/ Facilitator
Bank of America
01.2000 - 04.2003
- Managed, organized, and facilitated a three-month Regional Leadership Program for future leaders focused on leadership, research, business acumen, teambuilding, and public speaking
Sales Manager
Bank of America
09.1997 - 01.2000
- Managed a team of service & sales associates providing fulfillment and administrative support
- Managed escalated calls, researched, and resolved complex client issues, analyzed data, and identified trends, set priorities, and provided feedback and recommendations to site leadership
- Ensures quality standards are met or exceeded
- Responsible for associate performance reviews to assess strength and development needs providing feedback and outlining a path for growth
Education
B.A. - History
University of Delaware
Newark, Delaware01-1993
Educational Counseling
University of Maine
Belfast, MaineSkills
- Risk Management Assessment
- Strategic Policy Development
- Compliance management
- Regulatory analysis
- Audit execution
- Operational leadership
Volunteer Experience
- Head Coach of Belfast Area High School Girls Tennis Team, 06/01/23
- Chairman of School Board, Ecology Learning Center, Unity, ME, 01/01/19, 12/31/21
- Board of Director, Treasurer, Belfast Cooperative Grocery Store, 01/01/17, 12/31/21
- Maine Coastal Cleanup, Bank of America campus leader, 01/01/10, 12/31/15
- Co-founder and co-lead, Bank of America MyEnvironment Program, Belfast campus networking with Corporate, Regional and Local Volunteer Initiatives
Accomplishments
- Bangor Savings Bank Presidents Cup recipient, awarded to the top performing branch in the organization.
- IMPACT Leadership Award recipient, awarded to the organizations top performing leaders excel in performance, leadership and charitable contributions to the community they served.
Timeline
Chief Compliance Officer
Straight Up Care
10.2022 - Current
REVD Department Manager
Bangor Savings Bank
12.2020 - 06.2022
Branch Manager II
Bangor Savings Bank
11.2018 - 12.2020
Internal Auditor
NIIT USA
10.2017 - 10.2018
Training Consultant
NIIT USA
07.2015 - 10.2017
Instructor
Bank of America
02.2008 - 07.2015
Senior Quality Analyst
Bank of America
09.2007 - 02.2008
Senior Credit Analyst
Bank of America
10.2003 - 09.2007
Collections Manager
Bank of America
04.2003 - 10.2003
Program Manager/ Facilitator
Bank of America
01.2000 - 04.2003
Sales Manager
Bank of America
09.1997 - 01.2000
B.A. - History
University of Delaware
Educational Counseling
University of Maine
Similar Profiles
Gavin ConsignyGavin Consigny
Landscaper at Straight Line Lawn CareLandscaper at Straight Line Lawn Care
Brendon MilesBrendon Miles
CARPENTER at STRAIGHT AS STRAIGHT CARPENTRY PTY LTDCARPENTER at STRAIGHT AS STRAIGHT CARPENTRY PTY LTD
Bailey MillsBailey Mills
Carpenter's Helper at Straight As Straight CarpentryCarpenter's Helper at Straight As Straight Carpentry
Isabella WincklhoferIsabella Wincklhofer
President at Giving Tree Learning CenterPresident at Giving Tree Learning Center
Joseph JardineJoseph Jardine
Soccer Coach at Long Creek Youth Development CenterSoccer Coach at Long Creek Youth Development Center