Summary
Overview
Work History
Education
Skills
Timeline
Generic

David Gibbons

St. Louis

Summary

Seasoned compliance professional with a proven track record of ensuring regulatory adherence and mitigating risks. Experienced in developing and implementing compliance programs, conducting audits, issue management, and providing training. Detail-oriented, analytical, and adept at fostering a culture of compliance within organizations.

Overview

16
16
years of professional experience

Work History

Lead Compliance Oversight

Centene Corporation
St. Louis
04.2021 - Current
  • Third Party Risk Management Office Lead over Security Risk Management audits. Implemented process improvements, which resulted in a 31% increase in audit timeliness.
  • Lead processes to ensure ongoing third-party compliance with the business agreement, policies, procedures, and regulations, along with agreed performance and compliance measures.
  • Facilitate resolution of third-party deficiencies through Issue Management Program.
  • Conducted comprehensive research and data analysis to support strategic planning and informed decision-making.
  • Provides coaching and training to Specialists and Senior Specialists.
  • Conduct research about industry best practices and regulatory changes, identify opportunities to enhance the TPRM program, and implement new strategies.
  • Utilized advanced technical skills and expertise to troubleshoot complex problems and implement solutions.

Internal Auditor II

Centene Corporation
St. Louis
10.2019 - 04.2021
  • Oversaw overhaul and construction of Third Party Issue Management Program.
  • Developed and maintained auditing and monitoring tools for effective oversight.
  • Coached new employees on processes, procedures, and deadlines to ensure compliance.
  • Cultivated relationships with internal and external partners to align business processes.
  • Conducted risk assessments to determine Third Party risk levels and audit frequencies.

Auditing Analyst

Centene Corporation
St Louis
02.2018 - 10.2019
  • Conducted auditing and monitoring activities for third-party vendors to ensure compliance.
  • Implemented corrective action plans upon discovery of non-compliance issues.
  • Collaborated with departments to develop effective solutions for ongoing compliance.
  • Ensured operational procedures adhered to corporate policies and regulatory requirements.
  • Reviewed documentation for conformity to internal standards and external regulations.
  • Performed risk assessments to identify compliance gaps and recommend improvements.
  • Monitored adherence to applicable laws, regulations, and policies, ensuring regulatory compliance.

Compliance Public Communications Analyst

Scottrade, Inc
St Louis
03.2013 - 01.2018
  • Conducted diverse research on regulations, statistics, and trade data for compliance purposes.
  • Assisted Branch Audit Committee in overhauling audit processes to enhance efficiency.
  • Co-created 'Compliance Matters' course to educate Scottrade associates on corporate compliance.
  • Compiled statistical data for Compliance Marketing and Branch Audit teams.
  • Developed platforms to support initiatives of Compliance Marketing and Branch Audit teams.
  • Acted as liaison between Compliance Marketing team and Content Manager for ECM development.

Compliance Research Analyst

Scottrade, Inc
St. Louis
06.2009 - 03.2013
  • Monitored and tracked regulatory notices, rule changes, and current events affecting business operations.
  • Assisted in resolving inquiries related to branch and operations.
  • Oversaw monitoring of employee accounts and external business activities.

Education

BBA - Finance

Saint Louis University
St. Louis, MO
05-2009

Skills

  • Strong understanding of risk management principles and practices
  • Experience with third-party risk assessments and vendor management
  • Excellent analytical and problem-solving skills
  • Ability to work with regulatory agencies, internal stakeholders and external counsel
  • Strong working knowledge of US Healthcare laws and regulations, including but not limited to: CMS, Medicaid, Marketplace, HIPAA, Anti-Kickback Statute, and False Claims ACT
  • Strong communication and interpersonal skills
  • Ability to work independently and as part of a team
  • Tracking and monitoring compliance metrics

Timeline

Lead Compliance Oversight

Centene Corporation
04.2021 - Current

Internal Auditor II

Centene Corporation
10.2019 - 04.2021

Auditing Analyst

Centene Corporation
02.2018 - 10.2019

Compliance Public Communications Analyst

Scottrade, Inc
03.2013 - 01.2018

Compliance Research Analyst

Scottrade, Inc
06.2009 - 03.2013

BBA - Finance

Saint Louis University

Similar Profiles

CREATE PROFILE