David Sol
Natick,MA
Summary
Hardworking and passionate job seeker with strong organizational skills eager to secure entry-level AML compliance position. Ready to help team achieve company goals.
Overview
6
6
years of professional experience
Work History
Compliance AML Specialist
Banco Cuscatlan El Salvador.
Pirámide Cuscatlán, Santa Tecla, El Salvador.
08.2016 - 08.2019
- Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
- Prepared reports, metrics and research to support fraud initiatives and projects.
- Drafting Money Laundering compliance reports based on internal information (KYC) and due diligence policies.
- Maintained fraud analysis models to improve company systems.
- Partnered with fraud manager to research and investigate cases.
- Communicated with compliance manager to thwart potential money laundering or terrorist financing.
- Documented research findings to support risk-based decision-making and resolution to escalated fraud incidents.
- Monitored financial transactions and immediately reported suspicious activity to authorities.
- Scrutinized and reported on discrepancies in financial records and documents.
- Responsible for the representation of the reports drafted, before audits and monthly quality reviews.
- Identified and implemented effective methods for examining and analyzing financial documents.
- Conducted analysis of 150 monthly client alerts generated from $1,000.00 to millions of dollars in transactions through Sentinel Systems determining if the operations can be classified as normal or unusual and mitigate money laundering risk
- Analyze different banking products such as accounts, certified deposits, withdrawals, credit cards, family remittances, local and international transfers, etc.
- Audited and examined financial records, checking for accuracy and compliance with established regulations.
- Investigated activities of institutions to enforce laws and regulations, assessing legality of transactions and operations or financial solvency.
- When appropriate also applied to analysis and reports of internationally regulations, established by BSA, OFAC, FinCEN, FATFA.
- Applying in each analysis and report created compliance laws, rules and policies Bank, regulations, risks, and typologies, Established by the Attorney General of the Republic of El Salvador, the Central Reserve Bank of El Salvador, and Superintendence of the Financial System of El Salvador.
CBSU (Consumer Business Support Unit)
Citibank
Torre Cuscatlán, San Salvador, El Salvador.
12.2013 - 07.2016
- Identified and managed service risks within company, recommending best practice enhancements and guidelines updates.
- Responsible for filling AML forms as KYC and CDD.
- Executed record filing system to improve document organization and management.
- Conducted Analysis of high-risk customer information for the institution in order to update their data in internal systems and mitigate risk.
- Conduct 120 monthly calls or site visits to clients to update their documentation to verify the origin of their funds and shared clients' reports with Compliance Department
- Responsible for uploading clients' information to the bank's internal system.
- Designated AISO (Area Information Security Officer), BRC (Business Recovery Coordinator)
Operation Administrative Assistant
Davivienda Bank
Paseo General Escalon, San Salvador, El Salvador.
03.2013 - 11.2013
- Verification of the client's personal information and Authorization for recording of the credit card and limit approved.
- Recording of credit cards with amounts from $500.00 to millions of dollars in its different systems.
- Provided assistance in disbursement operations
Education
No Degree - Businesses Administration.
Universidad Dr. Jose Matias Delgado.
Antiguo Cuscatlán, El Salvador.High School Diploma -
Colegio Santa Cecilia
Santa Tecla, El Salvador.10.2007
Skills
- Database Entry
- Database Updates
- Calm and Professional Under Pressure
- Revising Policies
- Financial Analysis
- Risk assessment
- Compliance monitoring
- Compliance
- MS Office
- Goal Management
Additional Information
Professional Training:
Training in prevention of money laundering and assets / financing of terrorism PLDA/FT by CSBM Miami Beach, Florida (10/04-05/2017)
Internal audit conference as a third line of defense, with a duration of two hours by ABANSA San Salvador, El Salvador (07/27/2017)
Conference of practical cases - typologies and detection methods, with a duration of three hours by ABANSA San Salvador, El Salvador (01/18/2018)
ML/FT risk analysis conference for family remittances sector, with a duration of two hours and thirty minutes by BANSA San Salvador, El Salvador (05/24/2018)
Laundering and Terrorist Financing Risk Management to optimize compliance, by lavadodinero.com Endorsed by ACFCS and AECGR, San Salvador,
El Salvador (11/15/2018)
Languages
English
Professional Working
Spanish
Native or Bilingual
Timeline
Compliance AML Specialist
Banco Cuscatlan El Salvador.
08.2016 - 08.2019
CBSU (Consumer Business Support Unit)
Citibank
12.2013 - 07.2016
Operation Administrative Assistant
Davivienda Bank
03.2013 - 11.2013
No Degree - Businesses Administration.
Universidad Dr. Jose Matias Delgado.
High School Diploma -
Colegio Santa Cecilia