Proven leader in compliance and team management, adept at driving technological innovations and fostering a culture of collaboration at JJE Capital Holdings, LLC. Excelled in internal controls, legal research, and reducing operational waste, significantly enhancing compliance and efficiency. Skilled in nurturing cross-functional teams and executing strategic compliance initiatives.
Overview
24
24
years of professional experience
Work History
Chief Compliance Officer
JJE Capital Holdings, LLC
01.2008 - Current
Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
Formulated and executed strategic initiatives to improve product offerings.
Directed technological improvements, reducing waste and business bottlenecks.
Cultivated company-wide culture of innovation and collaboration.
Represented organization at industry conferences and events.
Collaborated with legal, accounting and other professional teams to review and maintain compliance with regulations.
Established best practices for the serialized compliance department and retail locations.
Initiated auditing and electronic recordkeeping procedures.
Established a safety department and processes for maintaining compliance.
Initiated a range management procedures for safety purposes.
Managed up to 200 employees throughout four departments.
Led training classes to educate executives and operations managers on compliance topics for both safety and firearms compliance.
Initiated leadership training across the corporation to train young managers.
Compliance Manager
Boyd Management, LLC
08.2003 - 11.2008
Processed paperwork for residents of affordable housing for more than 20 apartment complexes.
Checked applications for compliance with HUD and RD regulations and income levels.
Collaborated to implement new software.
Provided training to managers on the software and hold weekly web meetings on updates.
Assisted with some bookkeeping work.
Reviewed documents, files, transcripts, and other records to assess compliance and potential risk.
Elementary Teacher
Grace Christian School
08.2002 - 05.2003
Built positive relationships with parents to involve families in educational process.
Prepared materials for lessons, assignments, and assessments, and evaluated, corrected and graded student performance to identify gaps in skills or knowledge and set realistic goals.
Communicated student progress, academic difficulties, or behavioral concerns to parents, guardians and administration using tact and professionalism to improve student academic performance.
Scheduled and directed field trips and hands-on activities to foster student learning and creativity.
Provided individualized and diversified instruction to support student comprehension and assist with navigating challenges.
Reinforced positive behavior by encouraging efforts through affirmation statements and praising accomplishments.
Provided warm, supportive environment for developing academic, social, and emotional growth.
Administered various reading tests and determined student reading levels based on assessment findings.
Maintained knowledge of school curricula, standards and policies to correctly prepare students for higher grade levels.
Teacher
Tabernacle Christian School
08.2000 - 05.2003
Scheduled conferences with parents to discuss students' progress and classroom behavior.
Helped students explore concepts with engaging, learning-focused activities.
Completed student progress reports mid-term to notify students and parents of strengths and areas of improvement.
Created and developed lesson plans to meet students' academic needs.
Shifted between formal and informal methods of teaching to keep students engaged.
Evaluated students' understanding of course material through examinations and in-depth essay writing.
Communicated frequently with parents, students, and faculty to provide feedback and discuss instructional strategies.
Participated in department meetings to provide input to colleagues about student achievement and improvement.
Met with students, parents and administrators to address and resolve students' behavioral and academic issues.
Prepared quizzes, tests and examinations to gauge how well students were learning.
Education
Bachelor of Science - Education
Tabernacle Baptist College
Greenville, SC
Skills
Internal Controls
Compliance Monitoring
Audit Coordination
Team Management
Legal knowledge
Risk Management
Project Coordination
Legal Research
Policy analysis
Timeline
Chief Compliance Officer
JJE Capital Holdings, LLC
01.2008 - Current
Compliance Manager
Boyd Management, LLC
08.2003 - 11.2008
Elementary Teacher
Grace Christian School
08.2002 - 05.2003
Teacher
Tabernacle Christian School
08.2000 - 05.2003
Bachelor of Science - Education
Tabernacle Baptist College
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